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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTEC icon
201
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$890K 0.09%
6,047
+52
+0.9% +$6.9K
SCHM icon
202
Schwab US Mid-Cap ETF
SCHM
$15.1B
$889K 0.09%
+37,563
New +$847K
AXP icon
203
American Express
AXP
$230B
$881K 0.09%
+5,057
New +$816K
MDB icon
204
MongoDB
MDB
$32.1B
$880K 0.09%
+2,141
New +$624K
NVDA icon
205
CALL
NVIDIA
NVDA
$5.42T
– –
0
– –
FTSL icon
206
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$842K 0.08%
18,596
-1,396
-7% -$63K
CE icon
207
Celanese
CE
$4.82B
$836K 0.08%
7,221
+404
+6% +$43.8K
RSP icon
208
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$819K 0.08%
5,473
+3,554
+185% +$512K
WTRG icon
209
Essential Utilities
WTRG
$11.4B
$816K 0.08%
+20,442
New +$858K
NRG icon
210
NRG Energy
NRG
$24.8B
$801K 0.08%
21,414
+1,038
+5% +$35.3K
MA icon
211
Mastercard
MA
$493B
$799K 0.08%
2,030
+300
+17% +$113K
SYK icon
212
Stryker
SYK
$130B
$791K 0.08%
2,588
– –
WY icon
213
Weyerhaeuser
WY
$18.4B
$790K 0.08%
23,563
+10,255
+77% +$309K
AVGO icon
214
Broadcom
AVGO
$2.04T
$788K 0.08%
9,080
+1,260
+16% +$89.9K
CTSH icon
215
Cognizant
CTSH
$26B
$770K 0.08%
+11,793
New +$730K
TBT icon
216
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$765K 0.07%
26,024
-2,804
-10% -$81.9K
MKTX icon
217
MarketAxess Holdings
MKTX
$5.72B
$763K 0.07%
2,918
+212
+8% +$63.2K
TT icon
218
Trane Technologies
TT
$106B
$758K 0.07%
+3,966
New +$704K
NFGC
219
New Found Gold
NFGC
$641M
$758K 0.07%
+153,084
New +$730K
AKAM icon
220
Akamai
AKAM
$16.1B
$736K 0.07%
+8,185
New +$701K
CF icon
221
CF Industries
CF
$17.3B
$735K 0.07%
10,590
+694
+7% +$48.4K
PM icon
222
Philip Morris
PM
$295B
$729K 0.07%
7,433
-2,044
-22% -$195K
ETN icon
223
Eaton
ETN
$174B
$729K 0.07%
+3,626
New +$638K
EFA icon
224
CALL
iShares MSCI EAFE ETF
EFA
$80.2B
– –
0
– –
IBB icon
225
iShares Biotechnology ETF
IBB
$9.77B
$712K 0.07%
5,610
+1,831
+48% +$238K
7 8
9
10 11

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Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.