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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
176
RTX Corp
RTX
$301B
$1.54M 0.11%
18,329
+2,908
+19% +$230K
OKE icon
177
Oneok
OKE
$54.5B
$1.53M 0.11%
21,729
+2,328
+12% +$156K
CMCSA icon
178
Comcast
CMCSA
$90B
$1.51M 0.11%
34,486
-119
-0.3% -$5.1K
SCHW
179
Charles Schwab
SCHW
$187B
$1.48M 0.11%
21,455
+1,413
+7% +$81.6K
MDY icon
180
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$1.47M 0.11%
2,884
+1,020
+55% +$474K
TSM icon
181
TSMC
TSM
$2.18T
$1.46M 0.11%
14,063
-75
-0.5% -$7.15K
JCPB icon
182
JPMorgan Core Plus Bond ETF
JCPB
$14B
$1.45M 0.1%
30,827
+24,904
+420% +$1.12M
AMGN icon
183
Amgen
AMGN
$222B
$1.45M 0.1%
5,028
+568
+13% +$155K
SPDV icon
184
AAM S&P 500 High Dividend Value ETF
SPDV
$104M
$1.39M 0.1%
46,967
+41
+0.1% +$1.12K
FEMB icon
185
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$364M
$1.38M 0.1%
47,502
-1,722
-3% -$47.8K
SBUX icon
186
Starbucks
SBUX
$120B
$1.37M 0.1%
14,284
-246
-2% -$23.9K
FDN icon
187
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$1.37M 0.1%
7,328
-929
-11% -$155K
XLV icon
188
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$1.32M 0.1%
9,711
-3,366
-26% -$438K
PHYS icon
189
Sprott Physical Gold
PHYS
$15.7B
$1.32M 0.09%
82,554
+52,022
+170% +$800K
VEA icon
190
Vanguard FTSE Developed Markets ETF
VEA
$236B
$1.31M 0.09%
27,332
+1,389
+5% +$62.2K
NVS icon
191
Novartis
NVS
$297B
$1.28M 0.09%
12,659
+1,303
+11% +$126K
ETN icon
192
Eaton
ETN
$174B
$1.27M 0.09%
5,291
+1,745
+49% +$385K
MUB icon
193
iShares National Muni Bond ETF
MUB
$45.5B
$1.26M 0.09%
11,608
+2
+0% +$209
AVGO icon
194
Broadcom
AVGO
$2.04T
$1.25M 0.09%
11,210
-840
-7% -$79.5K
WY icon
195
Weyerhaeuser
WY
$18.4B
$1.24M 0.09%
35,764
+6,976
+24% +$217K
ADI icon
196
Analog Devices
ADI
$190B
$1.23M 0.09%
6,193
+404
+7% +$72.1K
GLW icon
197
Corning
GLW
$143B
$1.22M 0.09%
40,155
+38
+0.1% +$1.09K
ICE icon
198
Intercontinental Exchange
ICE
$84.4B
$1.21M 0.09%
9,459
+365
+4% +$41.4K
SPG icon
199
Simon Property Group
SPG
$72.3B
$1.21M 0.09%
8,475
-625
-7% -$75.5K
BUFR icon
200
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$1.2M 0.09%
45,218
+2,700
+6% +$68.2K
6 7
8
9 10

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.