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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
176
iShares Core S&P Mid-Cap ETF
IJH
$127B
$1.16M 0.11%
22,105
+1,360
+7% +$67.6K
BABA icon
177
Alibaba
BABA
$308B
$1.15M 0.11%
13,856
+475
+4% +$41.6K
BX icon
178
Blackstone
BX
$110B
$1.13M 0.11%
+12,163
New +$1.05M
MMIN icon
179
IQ MacKay Municipal Insured ETF
MMIN
$468M
$1.13M 0.11%
46,486
+15
+0% +$363
ADI icon
180
Analog Devices
ADI
$190B
$1.12M 0.11%
+5,735
New +$1.06M
HUM icon
181
Humana
HUM
$46.2B
$1.12M 0.11%
2,490
+151
+6% +$76K
NSC icon
182
Norfolk Southern
NSC
$75.1B
$1.11M 0.11%
+4,912
New +$1.04M
FTA icon
183
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$1.1M 0.11%
16,462
+467
+3% +$30.4K
NVS icon
184
Novartis
NVS
$297B
$1.08M 0.11%
+10,713
New +$1.07M
VEA icon
185
Vanguard FTSE Developed Markets ETF
VEA
$236B
$1.08M 0.11%
23,373
+13,381
+134% +$615K
SLV icon
186
iShares Silver Trust
SLV
$30.7B
$1.06M 0.1%
50,944
+11,100
+28% +$247K
CCI icon
187
Crown Castle
CCI
$32.2B
$1.05M 0.1%
+9,240
New +$1.1M
GD icon
188
General Dynamics
GD
$106B
$1.05M 0.1%
4,866
+227
+5% +$49K
AMGN icon
189
Amgen
AMGN
$222B
$1.03M 0.1%
4,644
+2,755
+146% +$639K
BUFR icon
190
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$1.02M 0.1%
40,593
+700
+2% +$16.8K
SPG icon
191
Simon Property Group
SPG
$72.3B
$993K 0.1%
+8,600
New +$937K
ICE icon
192
Intercontinental Exchange
ICE
$84.4B
$985K 0.1%
8,714
+5,711
+190% +$618K
HSY icon
193
Hershey
HSY
$36.6B
$985K 0.1%
3,944
+742
+23% +$195K
LMBS icon
194
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$984K 0.1%
20,647
+1,259
+6% +$60.3K
IJR icon
195
iShares Core S&P Small-Cap ETF
IJR
$112B
$982K 0.1%
9,856
+421
+4% +$40.1K
AAPL icon
196
PUT
Apple
AAPL
$4.57T
– –
0
– –
MDLZ icon
197
Mondelez International
MDLZ
$79.9B
$938K 0.09%
12,817
+2,777
+28% +$205K
VGSH icon
198
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$918K 0.09%
15,897
+11
+0.1% +$640
MDY icon
199
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$894K 0.09%
1,863
+488
+35% +$222K
NXPI icon
200
NXP Semiconductors
NXPI
$60.4B
$890K 0.09%
+4,350
New +$773K
6 7
8
9 10

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Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.