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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEMB icon
151
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$364M
$1.46M 0.14%
50,750
-1,397
-3% -$39.1K
TSM icon
152
TSMC
TSM
$2.18T
$1.45M 0.14%
+14,333
New +$1.33M
CMCSA icon
153
Comcast
CMCSA
$90B
$1.44M 0.14%
34,576
+13,312
+63% +$529K
MO icon
154
Altria Group
MO
$114B
$1.42M 0.14%
30,942
-2,094
-6% -$94.8K
SYF icon
155
Synchrony
SYF
$25.6B
$1.41M 0.14%
41,677
+7,643
+22% +$233K
SBUX icon
156
Starbucks
SBUX
$120B
$1.4M 0.14%
14,179
+3,847
+37% +$399K
AMT icon
157
American Tower
AMT
$80.4B
$1.39M 0.14%
7,121
+451
+7% +$88.2K
CAT icon
158
Caterpillar
CAT
$387B
$1.39M 0.14%
+5,644
New +$1.26M
RTX icon
159
RTX Corp
RTX
$301B
$1.39M 0.14%
14,161
+6,916
+95% +$677K
REGN icon
160
Regeneron Pharmaceuticals
REGN
$80.8B
$1.38M 0.14%
1,921
+53
+3% +$40.9K
GLW icon
161
Corning
GLW
$143B
$1.38M 0.14%
+39,357
New +$1.29M
DVA icon
162
DaVita
DVA
$11.7B
$1.37M 0.13%
13,676
+615
+5% +$57.1K
CRM icon
163
Salesforce
CRM
$158B
$1.36M 0.13%
6,424
-78
-1% -$15.9K
NUE icon
164
Nucor
NUE
$62.1B
$1.33M 0.13%
8,107
+2,568
+46% +$375K
DG icon
165
Dollar General
DG
$27.9B
$1.31M 0.13%
7,702
+768
+11% +$152K
CVS icon
166
CVS Health
CVS
$122B
$1.29M 0.13%
18,600
+14,013
+305% +$997K
XLF icon
167
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.27M 0.12%
37,746
-746
-2% -$24.3K
MUB icon
168
iShares National Muni Bond ETF
MUB
$45.5B
$1.23M 0.12%
11,531
+25
+0.2% +$2.67K
FDN icon
169
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$1.22M 0.12%
7,460
+148
+2% +$22.2K
MDT icon
170
Medtronic
MDT
$112B
$1.21M 0.12%
13,719
+10,589
+338% +$912K
SPDV icon
171
AAM S&P 500 High Dividend Value ETF
SPDV
$104M
$1.21M 0.12%
42,389
+70
+0.2% +$1.94K
SWK icon
172
Stanley Black & Decker
SWK
$15.7B
$1.21M 0.12%
12,869
+1,030
+9% +$85.3K
SCHW
173
Charles Schwab
SCHW
$187B
$1.17M 0.11%
+20,703
New +$1.08M
AJG icon
174
Arthur J. Gallagher & Co
AJG
$63.6B
$1.17M 0.11%
5,322
+270
+5% +$56.2K
OKE icon
175
Oneok
OKE
$54.5B
$1.16M 0.11%
+18,834
New +$1.17M
5 6
7
8 9

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Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.