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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
126
State Street
STT
$50.7B
$2.55M 0.18%
32,764
+6,359
+24% +$443K
NRG icon
127
NRG Energy
NRG
$24.8B
$2.51M 0.18%
48,611
+15,090
+45% +$682K
CSCO icon
128
Cisco
CSCO
$479B
$2.49M 0.18%
49,229
+6,034
+14% +$308K
NKE icon
129
Nike
NKE
$61.9B
$2.45M 0.18%
22,520
+1,123
+5% +$121K
VCIT icon
130
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$2.45M 0.18%
30,098
-654
-2% -$50.5K
NFLX icon
131
Netflix
NFLX
$309B
$2.44M 0.18%
50,040
+150
+0.3% +$6.55K
BDX icon
132
Becton Dickinson
BDX
$48.2B
$2.36M 0.17%
9,673
+823
+9% +$203K
SYF icon
133
Synchrony
SYF
$25.6B
$2.35M 0.17%
61,638
+16,690
+37% +$528K
BMY icon
134
Bristol-Myers Squibb
BMY
$132B
$2.35M 0.17%
45,796
-1,882
-4% -$98.8K
GPC icon
135
Genuine Parts
GPC
$18.7B
$2.35M 0.17%
16,903
+5,221
+45% +$716K
GD icon
136
General Dynamics
GD
$106B
$2.32M 0.17%
8,937
+140
+2% +$34.2K
NUE icon
137
Nucor
NUE
$62.1B
$2.32M 0.17%
13,297
+3,416
+35% +$542K
HUM icon
138
Humana
HUM
$46.2B
$2.3M 0.17%
5,018
+651
+15% +$321K
UCON icon
139
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$2.28M 0.16%
92,108
+10,456
+13% +$252K
AON icon
140
Aon
AON
$76B
$2.27M 0.16%
7,806
+1,515
+24% +$485K
VEU icon
141
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$2.25M 0.16%
40,140
+1,415
+4% +$75K
VGT icon
142
Vanguard Information Technology ETF
VGT
$149B
$2.24M 0.16%
37,048
-16,008
-30% -$892K
MKTX icon
143
MarketAxess Holdings
MKTX
$5.72B
$2.19M 0.16%
7,485
+2,113
+39% +$511K
AMT icon
144
American Tower
AMT
$80.4B
$2.18M 0.16%
10,025
+1,434
+17% +$271K
FXI icon
145
iShares China Large-Cap ETF
FXI
$4.31B
$2.17M 0.16%
90,268
-8,740
-9% -$221K
TIP icon
146
iShares TIPS Bond ETF
TIP
$14.5B
$2.13M 0.15%
19,853
-1,309
-6% -$137K
AXON
147
Axon Enterprise
AXON
$46.4B
$2.12M 0.15%
+8,201
New +$1.85M
MO icon
148
Altria Group
MO
$114B
$2.09M 0.15%
51,176
+10,442
+26% +$432K
COIN icon
149
PUT
Coinbase
COIN
$40.5B
– –
0
– –
ADP icon
150
Automatic Data Processing
ADP
$108B
$2.07M 0.15%
8,889
+49
+0.6% +$11.4K
4 5
6
7 8

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.