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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INO icon
501
Inovio Pharmaceuticals
INO
$69M
– –
-1,104
Closed -$5.16K
K
502
DELISTED
Kellanova
K
– –
-3,715
Closed -$208K
KWEB icon
503
KraneShares CSI China Internet ETF
KWEB
$5.67B
– –
-76,129
Closed -$2.08M
NQP
504
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-16,600
Closed -$169K
PFN
505
PIMCO Income Strategy Fund II
PFN
$703M
– –
-11,304
Closed -$74.8K
SEE
506
DELISTED
Sealed Air
SEE
– –
-7,168
Closed -$236K
SILJ icon
507
Amplify Junior Silver Miners ETF
SILJ
$3.85B
– –
-16,940
Closed -$144K
SPYM
508
PUT
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
– –
0
– -$1.65M
SRE icon
509
Sempra
SRE
$54.8B
– –
-3,800
Closed -$259K
TJX icon
510
TJX Companies
TJX
$178B
– –
-2,641
Closed -$235K
VGIT icon
511
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
– –
-11,406
Closed -$652K
VGSH icon
512
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-33,616
Closed -$1.94M
VTWO icon
513
CALL
Vanguard Russell 2000 ETF
VTWO
$17.9B
– –
0
– -$214K
PXD
514
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2,351
Closed -$540K
SPLK
515
DELISTED
Splunk Inc
SPLK
– –
-1,660
Closed -$243K
VMW
516
DELISTED
VMware, Inc
VMW
– –
-1,315
Closed -$219K
17 18 19 20
21

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.