We are live on ! Find out more
PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDP icon
476
Indaptus Therapeutics
INDP
$159M
$77.9K 0.01%
1,580
– –
FSM icon
477
PUT
Fortuna Silver Mines
FSM
$3.18B
– –
0
– –
CHPT icon
478
ChargePoint
CHPT
$158M
$60.3K ﹤0.01%
1,288
+638
+98% +$35.7K
DNA icon
479
Ginkgo Bioworks
DNA
$500M
$49.6K ﹤0.01%
+733
New +$44.9K
ABAT icon
480
American Battery Technology Co
ABAT
$361M
$49.2K ﹤0.01%
10,484
– –
LCID icon
481
Lucid Motors
LCID
$2.6B
$45.3K ﹤0.01%
1,076
-2
-0.2% -$90
IZEA icon
482
IZEA Worldwide
IZEA
$62.7M
$43.2K ﹤0.01%
21,475
-4,500
-17% -$10.2K
CHPT icon
483
CALL
ChargePoint
CHPT
$158M
– –
0
– –
CBIO
484
Crescent Biopharma
CBIO
$644M
$29.5K ﹤0.01%
125
– –
MNTN.WS
485
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$27K ﹤0.01%
208,042
+102,500
+97% +$13.3K
AMRN
486
Amarin Corp
AMRN
$298M
$27K ﹤0.01%
1,550
– –
ADN
487
DELISTED
Advent Technologies
ADN
$18.6K ﹤0.01%
2,777
– –
NVTA
488
DELISTED
Invitae Corporation
NVTA
$17.1K ﹤0.01%
27,212
+10,000
+58% +$5.98K
AUUD
489
Auddia
AUUD
$7.08M
$4.21K ﹤0.01%
5
– –
REVBW icon
490
Revelation Biosciences Warrant
REVBW
$3.09K ﹤0.01%
291,145
+41,431
+17% +$526
ADNWW
491
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$548 ﹤0.01%
20,000
– –
AAPL icon
492
CALL
Apple
AAPL
$4.5T
– –
0
– -$1.08M
AEE icon
493
Ameren
AEE
$29.6B
– –
-3,623
Closed -$271K
AMLP icon
494
Alerian MLP ETF
AMLP
$13.3B
– –
-4,937
Closed -$208K
DVN icon
495
Devon Energy
DVN
$49.9B
– –
-6,770
Closed -$323K
EASG icon
496
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
$69M
– –
-118,202
Closed -$3.17M
FSMB icon
497
First Trust Short Duration Managed Municipal ETF
FSMB
$627M
– –
-13,995
Closed -$271K
FUTY icon
498
Fidelity MSCI Utilities Index ETF
FUTY
$2.27B
– –
-6,293
Closed -$239K
GOOG icon
499
CALL
Alphabet (Google) Class C
GOOG
$4.35T
– –
0
– -$330K
GPK icon
500
Graphic Packaging
GPK
$3.53B
– –
-14,071
Closed -$314K
17 18 19
20
21

Similar funds

LIMS
Lasalle Investment Management Securities Baltimore, Maryland $2.53B AUM 2.06% 1-Year Est. Return
OBAM
ODDO BHF Asset Management Paris, France $2.54B AUM 41.83% 1-Year Est. Return
LC
L1 Capital Melbourne VIC 3000, Australia $2.55B AUM 80.12% 1-Year Est. Return
CM
Corvex Management New York $2.52B AUM 25.53% 1-Year Est. Return
ECP
Electron Capital Partners New York $2.55B AUM 87.77% 1-Year Est. Return
HWA
Heritage Wealth Advisors Richmond, Virginia $2.56B AUM 19.48% 1-Year Est. Return
PCM
Palestra Capital Management New York $2.57B AUM 29.93% 1-Year Est. Return
SIM
Stratos Investment Management Beachwood, Ohio $2.49B AUM 17.24% 1-Year Est. Return

Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.