We are live on ! Find out more
PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$950B
$10M 0.72%
58,854
+8,820
+18% +$1.34M
HD icon
27
Home Depot
HD
$355B
$9.87M 0.71%
28,495
+2,981
+12% +$923K
SPY icon
28
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
0
– –
IWM icon
29
iShares Russell 2000 ETF
IWM
$83B
$9.51M 0.68%
47,382
+6,524
+16% +$1.17M
RDVY icon
30
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$9.38M 0.67%
181,457
-4,374
-2% -$207K
META icon
31
Meta Platforms (Facebook)
META
$1.51T
$9.03M 0.65%
25,516
+3,362
+15% +$1.09M
TMO icon
32
Thermo Fisher Scientific
TMO
$220B
$8.89M 0.64%
16,755
+892
+6% +$432K
PAAS icon
33
CALL
Pan American Silver
PAAS
$21.6B
– –
0
– –
MMM icon
34
3M
MMM
$94.3B
$8.6M 0.62%
94,120
-3,170
-3% -$254K
JEPQ icon
35
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$40.9B
$8.08M 0.58%
161,796
+40,163
+33% +$1.94M
UNH icon
36
UnitedHealth
UNH
$370B
$7.67M 0.55%
14,571
+2,057
+16% +$1.1M
ABBV icon
37
AbbVie
ABBV
$435B
$7.64M 0.55%
49,330
+4,850
+11% +$707K
SMIG icon
38
Bahl & Gaynor Small/Mid Cap Income Growth ETF
SMIG
$1.51B
$7.6M 0.55%
300,960
+14,998
+5% +$350K
TDIV icon
39
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$7.54M 0.54%
117,615
-5,344
-4% -$316K
ADBE icon
40
Adobe
ADBE
$105B
$7.4M 0.53%
12,409
+2,142
+21% +$1.24M
APD icon
41
Air Products & Chemicals
APD
$67.6B
$7.3M 0.53%
26,654
+445
+2% +$122K
BABA icon
42
CALL
Alibaba
BABA
$308B
– –
0
– –
EFA icon
43
iShares MSCI EAFE ETF
EFA
$80.2B
$7.17M 0.52%
95,205
+47,311
+99% +$3.34M
AAPL icon
44
PUT
Apple
AAPL
$4.57T
– –
0
– –
PEP icon
45
PepsiCo
PEP
$190B
$6.59M 0.47%
38,676
+2,142
+6% +$355K
VZ icon
46
Verizon
VZ
$196B
$6.55M 0.47%
173,730
+37,291
+27% +$1.32M
CVX icon
47
Chevron
CVX
$366B
$6.53M 0.47%
43,745
+7,509
+21% +$1.14M
VOO icon
48
Vanguard S&P 500 ETF
VOO
$1.01T
$6.32M 0.45%
14,464
+3,488
+32% +$1.43M
VTV icon
49
Vanguard Morningstar Value ETF
VTV
$191B
$5.99M 0.43%
40,067
+1,031
+3% +$145K
KNG icon
50
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
$5.83M 0.42%
112,716
+7,951
+8% +$393K
1
2
3 4 5

Similar funds

LIMS
Lasalle Investment Management Securities Baltimore, Maryland $2.53B AUM 2.06% 1-Year Est. Return
OBAM
ODDO BHF Asset Management Paris, France $2.54B AUM 41.83% 1-Year Est. Return
LC
L1 Capital Melbourne VIC 3000, Australia $2.55B AUM 80.12% 1-Year Est. Return
CM
Corvex Management New York $2.52B AUM 25.53% 1-Year Est. Return
ECP
Electron Capital Partners New York $2.55B AUM 87.77% 1-Year Est. Return
HWA
Heritage Wealth Advisors Richmond, Virginia $2.56B AUM 19.48% 1-Year Est. Return
PCM
Palestra Capital Management New York $2.57B AUM 29.93% 1-Year Est. Return
SIM
Stratos Investment Management Beachwood, Ohio $2.49B AUM 17.24% 1-Year Est. Return

Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.