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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
26
Visa
V
$688B
$8.06M 0.79%
33,950
+13,820
+69% +$3.16M
DIAL icon
27
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$7.99M 0.78%
453,573
+16,900
+4% +$299K
APD icon
28
Air Products & Chemicals
APD
$65.7B
$7.83M 0.77%
26,123
+23,487
+891% +$6.69M
IWM icon
29
iShares Russell 2000 ETF
IWM
$82.5B
$7.63M 0.75%
40,766
-13,322
-25% -$2.38M
VXX icon
30
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$148M
– –
0
– –
TDIV icon
31
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.35B
$7.13M 0.7%
121,613
-85
-0.1% -$4.63K
JPM icon
32
JPMorgan Chase
JPM
$955B
$7.09M 0.69%
48,756
+23,987
+97% +$3.3M
HD icon
33
Home Depot
HD
$352B
$6.76M 0.66%
21,759
+6,474
+42% +$1.91M
PAAS icon
34
Pan American Silver
PAAS
$20.3B
$6.73M 0.66%
461,399
+282,327
+158% +$4.66M
SMIG icon
35
Bahl & Gaynor Small/Mid Cap Income Growth ETF
SMIG
$1.5B
$6.62M 0.65%
275,024
+1,513
+0.6% +$35K
PFE icon
36
Pfizer
PFE
$147B
$6.58M 0.64%
179,300
+132,038
+279% +$5.14M
META icon
37
Meta Platforms (Facebook)
META
$1.5T
$6.07M 0.59%
21,151
+4,687
+28% +$1.16M
ORCL icon
38
Oracle
ORCL
$416B
$6.02M 0.59%
50,589
+37,210
+278% +$3.85M
TSLA icon
39
Tesla
TSLA
$1.27T
$5.94M 0.58%
22,704
+2,578
+13% +$516K
PEP icon
40
PepsiCo
PEP
$189B
$5.9M 0.58%
31,873
+11,536
+57% +$2.15M
SDVY icon
41
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$5.87M 0.58%
207,417
+419
+0.2% +$11.1K
JEPQ icon
42
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$40.6B
$5.67M 0.56%
117,207
+57,123
+95% +$2.64M
AVUV icon
43
Avantis US Small Cap Value ETF
AVUV
$30.9B
$5.64M 0.55%
72,631
-489
-0.7% -$36K
SPY icon
44
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$819B
– –
0
– –
QQQ icon
45
PUT
Invesco QQQ Trust
QQQ
$480B
– –
0
– –
MCD icon
46
McDonald's
MCD
$195B
$5.52M 0.54%
18,510
+8,567
+86% +$2.49M
VTV icon
47
Vanguard Morningstar Value ETF
VTV
$191B
$5.5M 0.54%
38,703
+60
+0.2% +$8.33K
KNG icon
48
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.45B
$5.35M 0.52%
101,219
+887
+0.9% +$45.8K
EEM icon
49
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$5.32M 0.52%
134,369
+4,863
+4% +$191K
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.12T
$5.27M 0.52%
15,453
+9,422
+156% +$3.08M
1
2
3 4 5

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Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.