PVI

Pine Valley Investments Portfolio holdings

AUM $1.53B
This Quarter Return
+9.2%
1 Year Return
+19.01%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$1.19B
AUM Growth
+$1.19B
Cap. Flow
+$50M
Cap. Flow %
4.2%
Top 10 Hldgs %
26.86%
Holding
477
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$4.98M
2
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$4.53M
3
EFA icon
iShares MSCI EAFE ETF
EFA
$3.56M
4
FSM icon
Fortuna Silver Mines
FSM
$3.1M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$2.45M

Top Sells

1
AVUV icon
Avantis US Small Cap Value ETF
AVUV
$5.43M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.22M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
$3.17M
4
BSM icon
Black Stone Minerals
BSM
$2.47M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
$2.08M

Sector Composition

1 Technology 14.72%
2 Financials 8.04%
3 Healthcare 8%
4 Materials 5.54%
5 Industrials 5.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AUUD
451
Auddia
AUUD
$2.48M
$4.21K ﹤0.01%
16,850
– –
REVBW icon
452
Revelation Biosciences, Inc. Warrant
REVBW
$10.7K
$3.09K ﹤0.01%
291,145
+41,431
+17% +$439
ADNWW
453
Advent Technologies Holdings Warrant
ADNWW
$11.9K
$548 ﹤0.01%
20,000
– –
AEE icon
454
Ameren
AEE
$26.8B
– –
-3,623
Closed -$271K
FSMB icon
455
First Trust Short Duration Managed Municipal ETF
FSMB
$480M
– –
-13,995
Closed -$271K
FUTY icon
456
Fidelity MSCI Utilities Index ETF
FUTY
$1.93B
– –
-6,293
Closed -$239K
GPK icon
457
Graphic Packaging
GPK
$6.53B
– –
-14,071
Closed -$314K
INO icon
458
Inovio Pharmaceuticals
INO
$130M
– –
-13,250
Closed -$5.16K
K icon
459
Kellanova
K
$27.5B
– –
-3,488
Closed -$208K
KWEB icon
460
KraneShares CSI China Internet ETF
KWEB
$8.44B
– –
-76,129
Closed -$2.08M
NQP icon
461
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$406M
– –
-16,600
Closed -$169K
PFN
462
PIMCO Income Strategy Fund II
PFN
$708M
– –
-11,304
Closed -$74.8K
SE icon
463
Sea Limited
SE
$105B
– –
0
– –
SEE icon
464
Sealed Air
SEE
$4.7B
– –
-7,168
Closed -$236K
SILJ icon
465
Amplify Junior Silver Miners ETF
SILJ
$2.03B
– –
-16,940
Closed -$144K
SRE icon
466
Sempra
SRE
$53.9B
– –
-3,800
Closed -$259K
TJX icon
467
TJX Companies
TJX
$154B
– –
-2,641
Closed -$235K
VGIT icon
468
Vanguard Intermediate-Term Treasury ETF
VGIT
$32.2B
– –
-11,406
Closed -$652K
VGSH icon
469
Vanguard Short-Term Treasury ETF
VGSH
$22.8B
– –
-33,616
Closed -$1.94M
PXD
470
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2,351
Closed -$540K
SPLK
471
DELISTED
Splunk Inc
SPLK
– –
-1,660
Closed -$243K
VMW
472
DELISTED
VMware, Inc
VMW
– –
-1,315
Closed -$219K
AMLP icon
473
Alerian MLP ETF
AMLP
$10.6B
– –
-4,937
Closed -$208K
ARKK icon
474
ARK Innovation ETF
ARKK
$7.33B
– –
0
– –
COIN icon
475
Coinbase
COIN
$77.8B
– –
0
– –
16 17 18
19
20