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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHEL icon
451
Shell
SHEL
$245B
$212K 0.02%
3,215
-40
-1% -$2.63K
IR icon
452
Ingersoll Rand
IR
$33.7B
$211K 0.02%
+2,734
New +$187K
UL icon
453
Unilever
UL
$136B
$211K 0.02%
3,864
+37
+1% +$2K
BBY icon
454
Best Buy
BBY
$17.3B
$210K 0.02%
+2,683
New +$189K
WEC icon
455
WEC Energy
WEC
$35.1B
$210K 0.02%
2,490
-520
-17% -$42.8K
PLTR icon
456
PUT
Palantir
PLTR
$413B
– –
0
– –
SPTM icon
457
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$205K 0.01%
+3,510
New +$192K
PPL
458
PPL Corp
PPL
$26.7B
$204K 0.01%
7,544
-11,060
-59% -$281K
MRO
459
DELISTED
Marathon Oil Corporation
MRO
$201K 0.01%
+8,334
New +$215K
SCHO icon
460
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$201K 0.01%
8,302
-1,072
-11% -$25.7K
SLB icon
461
SLB Ltd
SLB
$75B
$201K 0.01%
+3,862
New +$210K
BMEZ icon
462
BlackRock Health Sciences Trust II
BMEZ
$998M
$192K 0.01%
13,088
+822
+7% +$11.5K
KGC icon
463
PUT
Kinross Gold
KGC
$32.8B
– –
0
– –
AAL icon
464
American Airlines Group
AAL
$10.6B
$156K 0.01%
+11,376
New +$143K
GROW icon
465
US Global Investors
GROW
$38.5M
$148K 0.01%
52,600
– –
CBH
466
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$117K 0.01%
13,451
– –
CGAU
467
Centerra Gold
CGAU
$4.15B
$107K 0.01%
18,000
+1,500
+9% +$8.22K
PCT icon
468
PureCycle Technologies
PCT
$1.45B
$103K 0.01%
25,554
+1,000
+4% +$4.39K
NWL icon
469
Newell Brands
NWL
$2.56B
$101K 0.01%
11,682
+1,564
+15% +$11.9K
SOFI icon
470
PUT
SoFi Technologies
SOFI
$23.7B
– –
0
– –
ARAY icon
471
Accuray
ARAY
$34M
$99.2K 0.01%
35,050
– –
FPL
472
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$98.8K 0.01%
14,360
-8,275
-37% -$55.3K
AG icon
473
CALL
First Majestic Silver
AG
$9.07B
– –
0
– –
EZPW icon
474
Ezcorp Inc
EZPW
$1.71B
$89.1K 0.01%
10,200
– –
BDN
475
Brandywine Realty Trust
BDN
$554M
$82.2K 0.01%
15,216
+110
+0.7% +$483
17 18
19
20 21

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.