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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDY icon
426
iShares S&P India Nifty 50 Index Fund
INDY
$569M
$233K 0.02%
4,730
+11
+0.2% +$508
ALL icon
427
Allstate
ALL
$67.5B
$230K 0.02%
1,640
-364
-18% -$47.5K
DAL icon
428
Delta Air Lines
DAL
$60.1B
$229K 0.02%
5,685
-29
-0.5% -$1.05K
SPSM icon
429
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$229K 0.02%
5,419
-62
-1% -$2.34K
NJR icon
430
New Jersey Resources
NJR
$5.58B
$228K 0.02%
+5,116
New +$218K
VV icon
431
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$228K 0.02%
1,045
+1
+0.1% +$204
VNLA icon
432
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$228K 0.02%
4,718
+17
+0.4% +$817
DKNG icon
433
DraftKings
DKNG
$11.9B
$226K 0.02%
+6,406
New +$214K
FEM icon
434
First Trust Emerging Markets AlphaDEX Fund
FEM
$786M
$225K 0.02%
10,184
-583
-5% -$12.2K
TBT icon
435
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$305M
$225K 0.02%
7,462
-5,219
-41% -$196K
AEP icon
436
American Electric Power
AEP
$68.4B
$224K 0.02%
2,756
-3,423
-55% -$266K
TSLA icon
437
CALL
Tesla
TSLA
$1.3T
– –
0
– –
GBDC icon
438
Golub Capital BDC
GBDC
$3.42B
$223K 0.02%
14,769
-487
-3% -$7.16K
CALY
439
Callaway Golf Company
CALY
$3.14B
$222K 0.02%
15,455
-1,170
-7% -$15K
XBI icon
440
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$220K 0.02%
+2,464
New +$183K
DEM icon
441
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$219K 0.02%
5,393
-234
-4% -$8.96K
SHW icon
442
Sherwin-Williams
SHW
$89.8B
$219K 0.02%
+701
New +$189K
TSCO icon
443
Tractor Supply
TSCO
$18B
$218K 0.02%
5,065
-130
-3% -$5.31K
SLV icon
444
PUT
iShares Silver Trust
SLV
$30.9B
– –
0
– –
KHC icon
445
Kraft Heinz
KHC
$30B
$217K 0.02%
+5,859
New +$199K
CMI icon
446
Cummins
CMI
$88.7B
$216K 0.02%
900
-304
-25% -$69.1K
PGR icon
447
Progressive
PGR
$125B
$214K 0.02%
+1,346
New +$211K
CSB icon
448
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$213K 0.02%
3,814
-1,986
-34% -$101K
CIBR icon
449
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$212K 0.02%
+3,935
New +$190K
IRM icon
450
Iron Mountain
IRM
$36.1B
$212K 0.02%
+3,025
New +$190K
16 17
18
19 20

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.