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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
401
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$272K 0.02%
+10,610
New +$261K
CSX icon
402
CSX Corp
CSX
$93.1B
$272K 0.02%
7,843
-651
-8% -$20.7K
DXCM icon
403
DexCom
DXCM
$32B
$270K 0.02%
+2,179
New +$223K
ILMN icon
404
Illumina
ILMN
$28.4B
$269K 0.02%
1,983
-206
-9% -$23.8K
A icon
405
Agilent Technologies
A
$41.2B
$268K 0.02%
+1,926
New +$229K
GILD icon
406
Gilead Sciences
GILD
$165B
$267K 0.02%
+3,291
New +$256K
FNY icon
407
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
$262K 0.02%
3,839
+328
+9% +$20.1K
TEL icon
408
TE Connectivity
TEL
$62.6B
$261K 0.02%
1,860
+222
+14% +$28.6K
ELV icon
409
Elevance Health
ELV
$85.5B
$258K 0.02%
547
-26
-5% -$12K
MNST icon
410
Monster Beverage
MNST
$88.5B
$258K 0.02%
4,475
+177
+4% +$9.46K
MUJ icon
411
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
$258K 0.02%
+22,569
New +$240K
SCHG icon
412
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$256K 0.02%
12,336
-64
-0.5% -$1.24K
PAVE icon
413
Global X US Infrastructure Development ETF
PAVE
$14.4B
$254K 0.02%
7,338
-3,669
-33% -$114K
WDAY icon
414
Workday
WDAY
$44.4B
$251K 0.02%
+911
New +$217K
FTGC icon
415
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.02B
$251K 0.02%
11,169
-837
-7% -$19.5K
C icon
416
Citigroup
C
$226B
$251K 0.02%
4,871
-35
-0.7% -$1.55K
OXY icon
417
Occidental Petroleum
OXY
$55.9B
$250K 0.02%
4,183
+1,022
+32% +$62.4K
TAN icon
418
Invesco Solar ETF
TAN
$1.38B
$249K 0.02%
4,672
– –
SCHA icon
419
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$248K 0.02%
+10,514
New +$222K
SCHV
420
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$248K 0.02%
+10,593
New +$232K
PAAS icon
421
PUT
Pan American Silver
PAAS
$21.6B
– –
0
– –
HPS
422
John Hancock Preferred Income Fund III
HPS
$458M
$242K 0.02%
17,141
+5,400
+46% +$70K
VDC icon
423
Vanguard Consumer Staples ETF
VDC
$7.97B
$241K 0.02%
1,262
-83
-6% -$15.2K
PAYX icon
424
Paychex
PAYX
$42.7B
$241K 0.02%
2,021
+5
+0.2% +$592
KKR icon
425
KKR & Co
KKR
$92.3B
$239K 0.02%
+2,882
New +$195K
15 16
17
18 19

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.