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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARAY icon
401
Accuray
ARAY
$34M
$107K 0.01%
27,750
– –
RKT icon
402
Rocket Companies
RKT
$38.9B
$93.2K 0.01%
10,402
– –
CGAU
403
Centerra Gold
CGAU
$4.15B
$92.4K 0.01%
15,400
– –
EZPW icon
404
Ezcorp Inc
EZPW
$1.71B
$85.5K 0.01%
10,200
– –
INDP icon
405
Indaptus Therapeutics
INDP
$157M
$84.8K 0.01%
1,586
– –
LCID icon
406
Lucid Motors
LCID
$2.77B
$72K 0.01%
1,045
-10
-0.9% -$714
AMPY icon
407
Amplify Energy
AMPY
$166M
$67.7K 0.01%
10,000
– –
NXE icon
408
CALL
NexGen Energy
NXE
$6.99B
– –
0
– –
BDN
409
Brandywine Realty Trust
BDN
$554M
$56.3K 0.01%
+12,106
New +$49.4K
ADN
410
DELISTED
Advent Technologies
ADN
$49K ﹤0.01%
2,777
– –
FRBK
411
DELISTED
Republic First Bancorp Inc
FRBK
$43.4K ﹤0.01%
48,174
+20,766
+76% +$23.8K
CANO
412
DELISTED
Cano Health, Inc.
CANO
$42K ﹤0.01%
302
– –
XXII
413
22nd Century Group
XXII
$1.48M
– –
0
– –
AMRN
414
Amarin Corp
AMRN
$303M
$36.9K ﹤0.01%
1,550
– –
ADN
415
CALL
DELISTED
Advent Technologies
ADN
– –
0
– –
IZEA icon
416
IZEA Worldwide
IZEA
$61.3M
$24.3K ﹤0.01%
10,050
– –
OESX icon
417
Orion Energy Systems
OESX
$80.6M
$22.5K ﹤0.01%
1,390
-940
-40% -$15.4K
CBIO
418
Crescent Biopharma
CBIO
$626M
$21.8K ﹤0.01%
125
– –
AUUD
419
Auddia
AUUD
$4.41M
$6.96K ﹤0.01%
+5
New +$8.16K
INO icon
420
Inovio Pharmaceuticals
INO
$69M
$5.92K ﹤0.01%
1,104
-42
-4% -$339
MNTS icon
421
Momentus
MNTS
$92.7M
$5.29K ﹤0.01%
1
– –
MNTN.WS
422
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$5.14K ﹤0.01%
+51,900
New +$4.57K
WE
423
DELISTED
WeWork Inc.
WE
$5.11K ﹤0.01%
500
– –
ADNWW
424
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$1.68K ﹤0.01%
20,000
– –
REVBW icon
425
Revelation Biosciences Warrant
REVBW
$781 ﹤0.01%
43,865
– –
14 15 16
17
18

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Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.