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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AU icon
376
AngloGold Ashanti
AU
$48.7B
$213K 0.02%
10,084
-500
-5% -$12.6K
INDY icon
377
iShares S&P India Nifty 50 Index Fund
INDY
$569M
$213K 0.02%
4,719
-106
-2% -$4.54K
FTXO icon
378
First Trust Nasdaq Bank ETF
FTXO
$311M
$212K 0.02%
+10,003
New +$209K
MS icon
379
Morgan Stanley
MS
$340B
$212K 0.02%
+2,486
New +$213K
VV icon
380
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$212K 0.02%
+1,044
New +$200K
NVDA icon
381
PUT
NVIDIA
NVDA
$5.42T
– –
0
– –
KHC icon
382
Kraft Heinz
KHC
$30B
$209K 0.02%
+5,891
New +$227K
EWO icon
383
iShares MSCI Austria ETF
EWO
$185M
$208K 0.02%
10,265
+100
+1% +$2.04K
TSCO icon
384
Tractor Supply
TSCO
$18B
$207K 0.02%
4,690
+15
+0.3% +$687
EXAS
385
DELISTED
Exact Sciences
EXAS
$206K 0.02%
+2,200
New +$172K
WDAY icon
386
Workday
WDAY
$44.4B
$206K 0.02%
+911
New +$182K
A icon
387
Agilent Technologies
A
$41.2B
$204K 0.02%
+1,699
New +$216K
FNY icon
388
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
$204K 0.02%
+3,142
New +$189K
TDG icon
389
TransDigm Group
TDG
$67.7B
$203K 0.02%
+227
New +$180K
VMW
390
DELISTED
VMware, Inc
VMW
$200K 0.02%
+1,394
New +$181K
NQP
391
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$173K 0.02%
15,300
-3,600
-19% -$40.4K
HPS
392
John Hancock Preferred Income Fund III
HPS
$458M
$163K 0.02%
11,641
+600
+5% +$8.28K
GROW icon
393
US Global Investors
GROW
$38.5M
$159K 0.02%
52,600
– –
PCT icon
394
PureCycle Technologies
PCT
$1.45B
$156K 0.02%
+14,634
New +$106K
KGC icon
395
PUT
Kinross Gold
KGC
$32.8B
– –
0
– –
CHPT icon
396
ChargePoint
CHPT
$161M
$136K 0.01%
775
+25
+3% +$4.38K
FPL
397
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$136K 0.01%
22,535
+34
+0.2% +$202
CHPT icon
398
CALL
ChargePoint
CHPT
$161M
– –
0
– –
HLN icon
399
Haleon
HLN
$44.2B
$119K 0.01%
+14,186
New +$121K
CBH
400
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$116K 0.01%
13,451
– –
14 15
16
17 18

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Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.