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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
351
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$361K 0.03%
3,298
+185
+6% +$18.7K
BSV icon
352
Vanguard Short-Term Bond ETF
BSV
$45.6B
$360K 0.03%
4,674
+1,661
+55% +$126K
ZTS icon
353
Zoetis
ZTS
$30B
$358K 0.03%
1,812
+296
+20% +$52.4K
BBH icon
354
VanEck Biotech ETF
BBH
$422M
$355K 0.03%
2,150
+250
+13% +$38.5K
SOFI icon
355
SoFi Technologies
SOFI
$23.7B
$354K 0.03%
35,535
– –
WSFS icon
356
WSFS Financial
WSFS
$4.15B
$350K 0.03%
7,619
+617
+9% +$24.2K
BP icon
357
BP
BP
$107B
$349K 0.03%
9,863
-33
-0.3% -$1.21K
TDG icon
358
TransDigm Group
TDG
$67.7B
$346K 0.02%
342
– –
SCHW
359
CALL
Charles Schwab
SCHW
$187B
– –
0
– –
NEOG icon
360
Neogen
NEOG
$2.5B
$344K 0.02%
17,087
-831
-5% -$14.1K
LIN icon
361
Linde
LIN
$226B
$343K 0.02%
835
-4
-0.5% -$1.58K
MELI icon
362
Mercado Libre
MELI
$92.3B
$339K 0.02%
216
– –
T icon
363
PUT
AT&T
T
$163B
– –
0
– –
NOC icon
364
Northrop Grumman
NOC
$81.2B
$331K 0.02%
707
-333
-32% -$156K
EES icon
365
WisdomTree US SmallCap Earnings Fund
EES
$731M
$331K 0.02%
6,639
+606
+10% +$26.8K
DVY icon
366
iShares Select Dividend ETF
DVY
$23.6B
$327K 0.02%
2,790
-285
-9% -$31.4K
DMB
367
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$326K 0.02%
31,505
+4,500
+17% +$44.2K
IMTM icon
368
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.27B
$324K 0.02%
9,441
+1,768
+23% +$57.5K
CPB icon
369
Campbell Soup
CPB
$6.87B
$320K 0.02%
7,398
-52
-0.7% -$2.14K
SYY icon
370
Sysco
SYY
$40.3B
$320K 0.02%
4,371
-978
-18% -$67.5K
TD icon
371
Toronto Dominion Bank
TD
$200B
$318K 0.02%
4,924
-44
-0.9% -$2.64K
BNDX icon
372
Vanguard Total International Bond ETF
BNDX
$83.1B
$317K 0.02%
6,430
+1,007
+19% +$49K
DIA icon
373
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$316K 0.02%
838
– –
YUM icon
374
Yum! Brands
YUM
$41.1B
$315K 0.02%
2,413
+100
+4% +$12.5K
MBB icon
375
iShares MBS ETF
MBB
$39.1B
$315K 0.02%
3,343
-352
-10% -$31.6K
13 14
15
16 17

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.