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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
326
Freeport-McMoran
FCX
$97.5B
$419K 0.03%
9,851
+435
+5% +$16.1K
LHX icon
327
L3Harris
LHX
$53.4B
$417K 0.03%
+1,978
New +$371K
AWK icon
328
American Water Works
AWK
$26.9B
$414K 0.03%
3,134
-655
-17% -$82.6K
XLF icon
329
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
– –
0
– –
SMH icon
330
VanEck Semiconductor ETF
SMH
$71.8B
$413K 0.03%
2,363
-735
-24% -$115K
XLU icon
331
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$411K 0.03%
12,978
-3,380
-21% -$103K
ENB icon
332
Enbridge
ENB
$112B
$407K 0.03%
11,309
+359
+3% +$12.1K
JCI icon
333
Johnson Controls International
JCI
$92.2B
$404K 0.03%
7,002
-13
-0.2% -$682
PNC icon
334
CALL
PNC Financial Services
PNC
$101B
– –
0
– –
VBK icon
335
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$401K 0.03%
1,659
+106
+7% +$23K
KLAC icon
336
KLA
KLAC
$259B
$398K 0.03%
6,850
-4,110
-38% -$214K
CL icon
337
Colgate-Palmolive
CL
$74.4B
$391K 0.03%
4,910
+155
+3% +$11.7K
WFC icon
338
Wells Fargo
WFC
$264B
$389K 0.03%
7,896
-148
-2% -$6.39K
ECL icon
339
Ecolab
ECL
$79.9B
$387K 0.03%
1,945
+22
+1% +$3.96K
GLD icon
340
CALL
SPDR Gold Trust
GLD
$142B
– –
0
– –
GSLC icon
341
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$382K 0.03%
4,051
+1
+0% +$88
FAST icon
342
Fastenal
FAST
$59.5B
$381K 0.03%
11,760
-578
-5% -$17.4K
JNK icon
343
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$379K 0.03%
3,997
+74
+2% +$6.76K
UBER icon
344
Uber
UBER
$153B
$373K 0.03%
6,061
-1,055
-15% -$55.2K
FXH icon
345
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$371K 0.03%
3,578
-136
-4% -$13.1K
UBER icon
346
CALL
Uber
UBER
$153B
– –
0
– –
PYPL icon
347
CALL
PayPal
PYPL
$50.5B
– –
0
– –
CME icon
348
CME Group
CME
$94.8B
$366K 0.03%
1,712
+4
+0.2% +$853
MUST icon
349
Columbia Multi-Sector Municipal Income ETF
MUST
$597M
$365K 0.03%
17,505
-9,388
-35% -$187K
BGC icon
350
BGC Group
BGC
$4.89B
$364K 0.03%
50,395
– –
12 13
14
15 16

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.