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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
301
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$503K 0.04%
9,587
-558
-6% -$27.9K
JHMM icon
302
John Hancock Multifactor Mid Cap ETF
JHMM
$6.13B
$499K 0.04%
+9,480
New +$457K
LDOS icon
303
Leidos
LDOS
$17.3B
$496K 0.04%
4,586
– –
NVDA icon
304
PUT
NVIDIA
NVDA
$5.42T
– –
0
– –
IEF icon
305
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$489K 0.04%
5,074
-2,415
-32% -$223K
FBIN icon
306
Fortune Brands Innovations
FBIN
$6.06B
$481K 0.03%
6,316
+35
+0.6% +$2.3K
VYM icon
307
Vanguard High Dividend Yield ETF
VYM
$83.5B
$477K 0.03%
4,274
+103
+2% +$10.8K
FV icon
308
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$475K 0.03%
9,220
-108
-1% -$4.99K
FSM icon
309
CALL
Fortuna Silver Mines
FSM
$3.07B
– –
0
– –
EQIX icon
310
Equinix
EQIX
$103B
$471K 0.03%
585
+41
+8% +$31.5K
BAX icon
311
Baxter International
BAX
$14.2B
$470K 0.03%
12,150
-175
-1% -$6.19K
PEG icon
312
Public Service Enterprise Group
PEG
$37.7B
$468K 0.03%
+7,654
New +$470K
FPE icon
313
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$468K 0.03%
27,743
-1,751
-6% -$28.2K
PARA
314
DELISTED
Paramount Global Class B
PARA
$467K 0.03%
31,501
-358
-1% -$4.79K
BTX
315
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$467K 0.03%
63,652
-32,939
-34% -$231K
MRSH
316
Marsh
MRSH
$91.5B
$465K 0.03%
2,454
-84
-3% -$16.2K
VONV icon
317
Vanguard Russell 1000 Value ETF
VONV
$22B
$464K 0.03%
6,393
-444
-6% -$30.1K
CDW icon
318
CDW
CDW
$17B
$461K 0.03%
2,030
+293
+17% +$62.1K
VTI icon
319
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$459K 0.03%
1,936
-13
-0.7% -$2.87K
USTB icon
320
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.4B
$455K 0.03%
9,167
-6,331
-41% -$310K
CTOS icon
321
Custom Truck One Source
CTOS
$2.37B
$451K 0.03%
73,000
-5,000
-6% -$29.5K
GEHC icon
322
GE HealthCare
GEHC
$32.4B
$451K 0.03%
5,831
-5
-0.1% -$350
FLOT icon
323
iShares Floating Rate Bond ETF
FLOT
$10.5B
$446K 0.03%
8,806
+173
+2% +$8.77K
VCSH icon
324
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$442K 0.03%
5,711
-508
-8% -$38.5K
AZN icon
325
AstraZeneca
AZN
$250B
$429K 0.03%
3,186
+296
+10% +$38.5K
11 12
13
14 15

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.