We are live on ! Find out more
PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
276
PUT
Ford
F
$55.7B
– –
0
– –
MPC icon
277
Marathon Petroleum
MPC
$83.7B
$609K 0.04%
4,102
+75
+2% +$11.1K
TOL icon
278
Toll Brothers
TOL
$14.5B
$606K 0.04%
5,900
– –
KEY icon
279
KeyCorp
KEY
$24.4B
$603K 0.04%
41,905
+280
+0.7% +$3.33K
FTA icon
280
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$602K 0.04%
8,495
+653
+8% +$43.2K
IEI icon
281
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$601K 0.04%
5,128
-2,942
-36% -$336K
WM icon
282
Waste Management
WM
$91B
$595K 0.04%
3,321
-143
-4% -$24K
VIG icon
283
Vanguard Dividend Appreciation ETF
VIG
$114B
$590K 0.04%
3,464
+502
+17% +$80.8K
QQEW icon
284
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$587K 0.04%
4,996
+688
+16% +$74K
WSO icon
285
Watsco Inc
WSO
$13.6B
$571K 0.04%
1,333
+37
+3% +$14.3K
GSK icon
286
GSK
GSK
$106B
$566K 0.04%
15,220
-885
-5% -$31.8K
MCHP icon
287
Microchip Technology
MCHP
$46B
$563K 0.04%
+6,246
New +$509K
AG icon
288
First Majestic Silver
AG
$9.07B
$558K 0.04%
90,805
+62,445
+220% +$344K
EXPE icon
289
Expedia Group
EXPE
$37.3B
$550K 0.04%
3,624
-900
-20% -$110K
ARKK icon
290
PUT
ARK Innovation ETF
ARKK
$6.29B
– –
0
– –
IWN icon
291
iShares Russell 2000 Value ETF
IWN
$14.6B
$549K 0.04%
3,535
+530
+18% +$73.4K
ANET icon
292
Arista Networks
ANET
$238B
$547K 0.04%
9,292
-1,924
-17% -$101K
SHOP icon
293
Shopify
SHOP
$195B
$545K 0.04%
7,001
-281
-4% -$17.9K
CTVA icon
294
Corteva
CTVA
$51.3B
$541K 0.04%
11,284
-265
-2% -$12.6K
KMI icon
295
Kinder Morgan
KMI
$68.7B
$532K 0.04%
30,135
+11,503
+62% +$196K
DHI icon
296
D.R. Horton
DHI
$42.3B
$531K 0.04%
3,491
+195
+6% +$24K
FBT icon
297
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$522K 0.04%
3,303
+46
+1% +$6.61K
PARAP
298
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$522K 0.04%
25,900
+1,821
+8% +$33.1K
PYPL icon
299
PayPal
PYPL
$50.5B
$520K 0.04%
8,473
-4,719
-36% -$270K
SCHD icon
300
Schwab US Dividend Equity ETF
SCHD
$106B
$509K 0.04%
20,067
+1,356
+7% +$32.3K
10 11
12
13 14

Similar funds

LIMS
Lasalle Investment Management Securities Baltimore, Maryland $2.53B AUM 2.06% 1-Year Est. Return
OBAM
ODDO BHF Asset Management Paris, France $2.54B AUM 41.83% 1-Year Est. Return
LC
L1 Capital Melbourne VIC 3000, Australia $2.55B AUM 80.12% 1-Year Est. Return
CM
Corvex Management New York $2.52B AUM 25.53% 1-Year Est. Return
ECP
Electron Capital Partners New York $2.55B AUM 87.77% 1-Year Est. Return
HWA
Heritage Wealth Advisors Richmond, Virginia $2.56B AUM 19.48% 1-Year Est. Return
PCM
Palestra Capital Management New York $2.57B AUM 29.93% 1-Year Est. Return
SIM
Stratos Investment Management Beachwood, Ohio $2.49B AUM 17.24% 1-Year Est. Return

Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.