We are live on ! Find out more
PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
276
CALL
Uber
UBER
$153B
– –
0
– –
ILMN icon
277
Illumina
ILMN
$28.4B
$430K 0.04%
2,358
+71
+3% +$14.4K
VTI icon
278
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$426K 0.04%
1,936
+649
+50% +$135K
EMR icon
279
Emerson Electric
EMR
$88.3B
$421K 0.04%
+4,655
New +$392K
SYY icon
280
Sysco
SYY
$40.3B
$419K 0.04%
5,653
+2,905
+106% +$215K
XLK icon
281
State Street Technology Select Sector SPDR ETF
XLK
$124B
$417K 0.04%
4,800
-502
-9% -$39.6K
IWN icon
282
iShares Russell 2000 Value ETF
IWN
$14.6B
$408K 0.04%
2,897
-55
-2% -$7.44K
LDOS icon
283
Leidos
LDOS
$17.3B
$406K 0.04%
+4,586
New +$391K
DHI icon
284
D.R. Horton
DHI
$42.3B
$401K 0.04%
3,296
– –
PYPL icon
285
CALL
PayPal
PYPL
$50.5B
– –
0
– –
KEY icon
286
KeyCorp
KEY
$24.4B
$397K 0.04%
+42,975
New +$449K
SOXX icon
287
iShares Semiconductor ETF
SOXX
$48.7B
$393K 0.04%
2,322
– –
AZN icon
288
AstraZeneca
AZN
$250B
$391K 0.04%
+2,729
New +$402K
EQIX icon
289
Equinix
EQIX
$103B
$390K 0.04%
+498
New +$365K
IEFA icon
290
iShares Core MSCI EAFE ETF
IEFA
$196B
$380K 0.04%
5,635
-64
-1% -$4.34K
PNC icon
291
CALL
PNC Financial Services
PNC
$101B
– –
0
– –
BSV icon
292
Vanguard Short-Term Bond ETF
BSV
$44.6B
$366K 0.04%
+4,847
New +$369K
CL icon
293
Colgate-Palmolive
CL
$74.4B
$365K 0.04%
+4,736
New +$367K
FXH icon
294
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$364K 0.04%
3,361
+234
+7% +$25.1K
ECL icon
295
Ecolab
ECL
$79.9B
$360K 0.04%
1,923
-40
-2% -$6.88K
GLD icon
296
PUT
SPDR Gold Trust
GLD
$141B
– –
0
– –
JNK icon
297
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$356K 0.03%
3,869
+19
+0.5% +$1.74K
VBK icon
298
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$354K 0.03%
1,540
+1
+0.1% +$218
GSLC icon
299
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$354K 0.03%
4,049
– –
WFC icon
300
Wells Fargo
WFC
$264B
$353K 0.03%
+8,261
New +$333K
10 11
12
13 14

Similar funds

LIMS
Lasalle Investment Management Securities Baltimore, Maryland $2.53B AUM 2.06% 1-Year Est. Return
OBAM
ODDO BHF Asset Management Paris, France $2.54B AUM 41.83% 1-Year Est. Return
LC
L1 Capital Melbourne VIC 3000, Australia $2.55B AUM 80.12% 1-Year Est. Return
CM
Corvex Management New York $2.52B AUM 25.53% 1-Year Est. Return
ECP
Electron Capital Partners New York $2.55B AUM 87.77% 1-Year Est. Return
HWA
Heritage Wealth Advisors Richmond, Virginia $2.56B AUM 19.48% 1-Year Est. Return
PCM
Palestra Capital Management New York $2.57B AUM 29.93% 1-Year Est. Return
SIM
Stratos Investment Management Beachwood, Ohio $2.49B AUM 17.24% 1-Year Est. Return

Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.