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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
251
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$564K 0.06%
10,984
+677
+7% +$34.6K
SKYY icon
252
First Trust Cloud Computing ETF
SKYY
$3.12B
$557K 0.05%
7,329
+100
+1% +$6.87K
VONV icon
253
Vanguard Russell 1000 Value ETF
VONV
$21.2B
$548K 0.05%
+7,923
New +$532K
CTOS icon
254
Custom Truck One Source
CTOS
$2.37B
$539K 0.05%
80,000
-15,000
-16% -$98.8K
VRTX icon
255
Vertex Pharmaceuticals
VRTX
$126B
$532K 0.05%
+1,512
New +$509K
GEHC icon
256
GE HealthCare
GEHC
$32.4B
$528K 0.05%
+6,505
New +$519K
BP icon
257
BP
BP
$107B
$511K 0.05%
+14,475
New +$536K
CRWD icon
258
CrowdStrike
CRWD
$218B
$503K 0.05%
13,688
+4
+0% +$139
FBT icon
259
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$501K 0.05%
3,271
-1,308
-29% -$204K
MRSH
260
Marsh
MRSH
$91.5B
$489K 0.05%
2,598
+1
+0% +$177
KGC icon
261
CALL
Kinross Gold
KGC
$32.8B
– –
0
– –
FPE icon
262
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$487K 0.05%
30,521
+22
+0.1% +$350
SHOP icon
263
Shopify
SHOP
$195B
$485K 0.05%
7,503
+3,000
+67% +$170K
AMD icon
264
Advanced Micro Devices
AMD
$789B
$476K 0.05%
4,180
+1,754
+72% +$182K
PXD
265
DELISTED
Pioneer Natural Resource Co.
PXD
$474K 0.05%
+2,289
New +$482K
FBIN icon
266
Fortune Brands Innovations
FBIN
$6.06B
$474K 0.05%
+6,581
New +$419K
JCI icon
267
Johnson Controls International
JCI
$92.2B
$469K 0.05%
+6,876
New +$423K
WSO icon
268
Watsco Inc
WSO
$13.6B
$469K 0.05%
+1,229
New +$417K
FV icon
269
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$469K 0.05%
9,989
-204
-2% -$9.1K
TOL icon
270
Toll Brothers
TOL
$14.5B
$467K 0.05%
+5,900
New +$396K
PARAP
271
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$461K 0.05%
+19,905
New +$517K
ANET icon
272
Arista Networks
ANET
$238B
$449K 0.04%
11,076
– –
VIG icon
273
Vanguard Dividend Appreciation ETF
VIG
$114B
$445K 0.04%
2,727
+305
+13% +$47.8K
EXPE icon
274
Expedia Group
EXPE
$37.3B
$443K 0.04%
+4,049
New +$397K
QQEW icon
275
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$433K 0.04%
4,046
+200
+5% +$20.2K
9 10
11
12 13

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Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.