Pine River Capital Management’s NUVEEN PERFORMANCE+MUN FUND NPP Stock Holding History

Pine River Capital Management’s Portfolio NPP Stock Details NPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-38,329	Closed	-$601K	–	667
2016 Q1	$601K	Hold	38,329	–	–	0.01%	545
2015 Q4	$573K	Hold	38,329	–	–	0.01%	442
2015 Q3	$543K	Hold	38,329	–	–	0.01%	461
2015 Q2	$538K	Hold	38,329	–	–	0.01%	495
2015 Q1	$570K	Buy	+38,329	New	+$571K	0.01%	469

Other funds holding NPP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Pine River Capital Management's NPP Position: Q2 2016 in Review

Pine River Capital Management sold out of NUVEEN PERFORMANCE+MUN FUND (NPP) in Q2 2016, closing a stake of 38,329 shares — an estimated $601K sold.

Pine River Capital Management first reported a position in NPP in Q1 2015 and held it in 5 quarters. The position peaked at $601K in Q1 2016. 72 funds tracked by Wall St. Rank hold NPP as of Q2 2016.

Pine River Capital Management reported no remaining NUVEEN PERFORMANCE+MUN FUND position as of Q2 2016 after selling out during the quarter.
Pine River Capital Management sold 38,329 NUVEEN PERFORMANCE+MUN FUND shares in Q2 2016, an estimated $601K.
Pine River Capital Management first reported a position in NUVEEN PERFORMANCE+MUN FUND in Q1 2015 and held it in 5 quarters.
Pine River Capital Management's NUVEEN PERFORMANCE+MUN FUND position peaked at $601K in Q1 2016.
72 funds tracked by Wall St. Rank held NUVEEN PERFORMANCE+MUN FUND as of Q2 2016.

Based on Pine River Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.