Pine River Capital Management’s Lumen Technologies, Inc. Common Stock LUMN Stock Holding History

Pine River Capital Management’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-27,451	Closed	-$753K	–	422
2016 Q3	$753K	Sell	27,451 -3,800	-12%	-$111K	0.01%	249
2016 Q2	$907K	Hold	31,251	–	–	0.01%	328
2016 Q1	$999K	Sell	31,251 -31,630	-50%	-$887K	0.01%	446
2015 Q4	$1.58M	Sell	62,881 -400	-0.6%	-$10.7K	0.02%	314
2015 Q3	$1.59M	Buy	63,281 +16,728	+36%	+$463K	0.02%	298
2015 Q2	$1.37M	Sell	46,553 -11,191	-19%	-$381K	0.01%	421
2015 Q1	$2M	Buy	57,744 +9,699	+20%	+$362K	0.02%	309
2014 Q4	$1.9M	Buy	48,045 +29,711	+162%	+$1.19M	0.02%	437
2014 Q3	$749K	Buy	+18,334	New	+$720K	0.01%	690
2014 Q2	–	Sell	-13,400	Closed	-$440K	–	755
2014 Q1	$440K	Buy	+13,400	New	+$410K	0.01%	511

Other funds holding LUMN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

AIG

American International Group New York $2.93M AUM 12.08% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Pine River Capital Management's LUMN Position: Q4 2016 in Review

Pine River Capital Management sold out of Lumen Technologies, Inc. Common Stock (LUMN) in Q4 2016, closing a stake of 27,451 shares — an estimated $753K sold.

Pine River Capital Management first reported a position in LUMN in Q1 2014 and held it in 10 quarters. The position peaked at $2M in Q1 2015. 664 funds tracked by Wall St. Rank hold LUMN as of Q4 2016.

Pine River Capital Management reported no remaining Lumen Technologies, Inc. Common Stock position as of Q4 2016 after selling out during the quarter.
Pine River Capital Management sold 27,451 Lumen Technologies, Inc. Common Stock shares in Q4 2016, an estimated $753K.
Pine River Capital Management first reported a position in Lumen Technologies, Inc. Common Stock in Q1 2014 and held it in 10 quarters.
Pine River Capital Management's Lumen Technologies, Inc. Common Stock position peaked at $2M in Q1 2015.
664 funds tracked by Wall St. Rank held Lumen Technologies, Inc. Common Stock as of Q4 2016.

Based on Pine River Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.