Pine River Capital Management’s FS KKR Capital FSK Stock Holding History

Pine River Capital Management’s Portfolio FSK Stock Details FSK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,944	Closed	-$533K	–	226
2016 Q4	$533K	Buy	+12,944	New	+$507K	0.02%	182
2016 Q2	–	Sell	-24,856	Closed	-$912K	–	471
2016 Q1	$912K	Sell	24,856 -11,293	-31%	-$382K	0.01%	471
2015 Q4	$1.3M	Hold	36,149	–	–	0.02%	368
2015 Q3	$1.35M	Sell	36,149 -3,437	-9%	-$138K	0.02%	359
2015 Q2	$1.56M	Buy	39,586 +8,311	+27%	+$343K	0.02%	390
2015 Q1	$1.27M	Buy	31,275 +7,233	+30%	+$282K	0.02%	388
2014 Q4	$955K	Hold	24,042	–	–	0.01%	540
2014 Q3	$1.03M	Buy	+24,042	New	+$1.01M	0.01%	621

Other funds holding FSK

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

Pine River Capital Management's FSK Position: Q1 2017 in Review

Pine River Capital Management sold out of FS KKR Capital (FSK) in Q1 2017, closing a stake of 12,944 shares — an estimated $533K sold.

Pine River Capital Management first reported a position in FSK in Q3 2014 and held it in 8 quarters. The position peaked at $1.56M in Q2 2015. 173 funds tracked by Wall St. Rank hold FSK as of Q1 2017.

Pine River Capital Management reported no remaining FS KKR Capital position as of Q1 2017 after selling out during the quarter.
Pine River Capital Management sold 12,944 FS KKR Capital shares in Q1 2017, an estimated $533K.
Pine River Capital Management first reported a position in FS KKR Capital in Q3 2014 and held it in 8 quarters.
Pine River Capital Management's FS KKR Capital position peaked at $1.56M in Q2 2015.
173 funds tracked by Wall St. Rank held FS KKR Capital as of Q1 2017.

Based on Pine River Capital Management's 13F filing for Q1 2017, filed 15 May 2017.