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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
-1.93%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$991M
AUM Growth
-$38.1M
Cap. Flow
-$13.1M
Cap. Flow %
-1.32%
Top 10 Hldgs %
14.75%
Holding
226
New
17
Increased
75
Reduced
93
Closed
34

Top Buys

Rank Stock Value
1
HEES
H&E Equipment Services
HEES
+$14.1M
2
CRC icon
California Resources
CRC
+$8.41M
3
ALGT icon
Allegiant Air
ALGT
+$7.46M
4
HLMN icon
Hillman Solutions
HLMN
+$7.28M
5
AVNT icon
Avient
AVNT
+$7.06M

Top Sells

Rank Stock Value
1
SAVE
Spirit Airlines, Inc.
SAVE
+$9.98M
2
KEX icon
Kirby Corp
KEX
+$9.6M
3
TROX icon
Tronox
TROX
+$9.48M
4
TPIC
TPI Composites
TPIC
+$7.95M
5
NVT icon
nVent Electric
NVT
+$4.31M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 22.66%
2 Industrials 12.87%
3 Healthcare 12.74%
4 Financials 12.69%
5 Technology 10.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMBK icon
201
SmartFinancial
SMBK
$889M
– –
-40,197
Closed -$965K
STKL
202
DELISTED
SunOpta
STKL
– –
-42,077
Closed -$515K
TPIC
203
DELISTED
TPI Composites
TPIC
– –
-164,116
Closed -$7.95M
TROX icon
204
Tronox
TROX
$1.06B
– –
-423,417
Closed -$9.48M
VMEO
205
DELISTED
Vimeo
VMEO
– –
-5,957
Closed -$292K
VVOS icon
206
Vivos Therapeutics
VVOS
$4.59M
– –
-8,936
Closed -$1.11M
NPKI
207
NPK International
NPKI
$1.15B
– –
-508,615
Closed -$1.76M
EVBN
208
DELISTED
Evans Bancorp Inc
EVBN
– –
-55,659
Closed -$2.06M
SAVE
209
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-327,868
Closed -$9.98M
APRN
210
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
-47,598
Closed -$2.44M
VRAY
211
DELISTED
ViewRay, Inc.
VRAY
– –
-191,674
Closed -$1.26M
INDT
212
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
– –
-13,109
Closed -$861K
PAYA
213
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-61,478
Closed -$677K
ECOL
214
DELISTED
US Ecology, Inc.
ECOL
– –
-95,705
Closed -$3.59M
FOE
215
DELISTED
Ferro Corporation
FOE
– –
-20,163
Closed -$435K
PBCT
216
DELISTED
People's United Financial Inc
PBCT
– –
-191,164
Closed -$3.28M
PAE
217
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-120,519
Closed -$1.07M
RBNC
218
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
– –
-10,665
Closed -$296K
CSOD
219
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-72,315
Closed -$3.73M
5 6 7 8
9

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Penn Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Penn Capital Management held 226 positions worth $991M, down 3.7% from $1.03B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Penn Capital Management's Q3 2021 filing shows 17 new, 75 increased, 93 reduced and 34 closed positions. Its largest new stake was H&E Equipment Services: 425,865 shares worth $14.8M. The largest sale was Spirit Airlines, Inc., an estimated $9.98M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 23% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

  • Penn Capital Management's largest Q3 2021 buy was H&E Equipment Services: 425,865 shares worth $14.8M.
  • Penn Capital Management added most to Hillman Solutions in Q3 2021, an estimated $7.28M increase.
  • Penn Capital Management's biggest Q3 2021 reduction was Kirby Corp, cutting an estimated $9.6M.
  • Penn Capital Management fully exited Spirit Airlines, Inc. in Q3 2021, selling an estimated $9.98M.
  • Penn Capital Management's ten largest holdings make up 15% of its $991M portfolio in Q3 2021.
  • Penn Capital Management opened 17 new positions and closed 34 in Q3 2021.
  • Penn Capital Management's portfolio value fell 3.7% quarter-over-quarter to $991M.

Based on Penn Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.