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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
-21.14%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.01B
AUM Growth
-$307M
Cap. Flow
-$36.5M
Cap. Flow %
-3.61%
Top 10 Hldgs %
14.36%
Holding
301
New
31
Increased
111
Reduced
90
Closed
44

Top Buys

Rank Stock Value
1
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$15.4M
2
MDRX
Veradigm Inc. Common Stock
MDRX
+$11.6M
3
EXEL icon
Exelixis
EXEL
+$9.31M
4
GDEN
Golden Entertainment
GDEN
+$8.91M
5
WBT
Welbilt, Inc.
WBT
+$6.91M

Top Sells

Rank Stock Value
1
IRWD icon
Ironwood Pharmaceuticals
IRWD
+$17.5M
2
TCF
TCF Financial Corporation Common Stock
TCF
+$13.5M
3
REN
Resolute Energy Corporaton
REN
+$13M
4
BANC icon
Banc of California
BANC
+$12.8M
5
TCBI icon
Texas Capital Bancshares
TCBI
+$12M

Sector Composition

Rank Sector Weight
1 Industrials 16.72%
2 Consumer Discretionary 15.03%
3 Financials 13.97%
4 Healthcare 11.96%
5 Technology 10.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WH icon
201
Wyndham Hotels & Resorts
WH
$5.64B
$895K 0.09%
6,653
-2,936
-31% -$142K
ROKU icon
202
Roku
ROKU
$21.9B
$854K 0.08%
9,096
-5,618
-38% -$265K
GPOR
203
DELISTED
Gulfport Energy Corp.
GPOR
$851K 0.08%
55,250
-1,139
-2% -$10.5K
BDSI
204
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$833K 0.08%
+225,201
New +$791K
ORRF icon
205
Orrstown Financial Services
ORRF
$852M
$820K 0.08%
45,044
+2,338
+5% +$49.6K
MLVF
206
DELISTED
Malvern Bancorp, Inc.
MLVF
$810K 0.08%
+41,056
New +$825K
HTBK
207
DELISTED
Heritage Commerce
HTBK
$726K 0.07%
64,008
-31,277
-33% -$434K
SHY icon
208
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$711K 0.07%
+8,507
New +$707K
OPOF
209
DELISTED
Old Point Financial
OPOF
$696K 0.07%
31,886
+905
+3% +$23.3K
ZION icon
210
Zions Bancorporation
ZION
$10.5B
$676K 0.07%
5,320
-6,593
-55% -$307K
IWR icon
211
iShares Russell Mid-Cap ETF
IWR
$57.3B
$669K 0.07%
+14,385
New +$726K
BBGI icon
212
Beasley Broadcasting Group
BBGI
$47.1M
$640K 0.06%
8,537
+1,342
+19% +$151K
CHX
213
DELISTED
ChampionX
CHX
$587K 0.06%
7,444
-3,276
-31% -$120K
INSE icon
214
Inspired Entertainment
INSE
$183M
$526K 0.05%
109,560
+4,650
+4% +$28.9K
PACD
215
DELISTED
Pacific Drilling S A
PACD
$488K 0.05%
+36,548
New +$488K
SBT
216
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$443K 0.04%
63,740
+2,753
+5% +$25.9K
BKLN icon
217
Invesco Senior Loan ETF
BKLN
$6.79B
$408K 0.04%
+18,725
New +$426K
PFIE
218
DELISTED
Profire Energy, Inc
PFIE
$291K 0.03%
200,642
+8,433
+4% +$19.6K
PCB icon
219
PCB Bancorp
PCB
$395M
$286K 0.03%
18,294
+547
+3% +$8.95K
FLL icon
220
Full House Resorts
FLL
$82.7M
$228K 0.02%
112,870
+4,823
+4% +$12.1K
GDP
221
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$211K 0.02%
15,602
-14,833
-49% -$209K
AORT icon
222
Artivion
AORT
$1.31B
$205K 0.02%
7,240
-16,204
-69% -$487K
NOG icon
223
Northern Oil and Gas
NOG
$2.22B
$147K 0.01%
6,523
+36
+0.6% +$1.06K
CHRD icon
224
Chord Energy
CHRD
$7.71B
$124K 0.01%
+22,367
New +$203K
NBR icon
225
Nabors Industries
NBR
$1.24B
$121K 0.01%
1,211
+673
+125% +$148K
7 8
9
10 11

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Penn Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Penn Capital Management held 301 positions worth $1.01B, down 23% from $1.32B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $36.5M in Q4 2018, closing 44 positions and reducing 90 holdings. Its most notable exit was Ironwood Pharmaceuticals, an estimated $17.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Penn Capital Management opened a new position in Evoqua Water Technologies Corp. Common Stock worth $13.7M.

  • Penn Capital Management's largest Q4 2018 buy was Evoqua Water Technologies Corp. Common Stock: 1,338,587 shares worth $13.7M.
  • Penn Capital Management added most to Exelixis in Q4 2018, an estimated $9.31M increase.
  • Penn Capital Management's biggest Q4 2018 reduction was Wellcare Health Plans, Inc., cutting an estimated $8.16M.
  • Penn Capital Management fully exited Ironwood Pharmaceuticals in Q4 2018, selling an estimated $17.5M.
  • Penn Capital Management's ten largest holdings make up 14% of its $1.01B portfolio in Q4 2018.
  • Penn Capital Management opened 31 new positions and closed 44 in Q4 2018.
  • Penn Capital Management's portfolio value fell 23% quarter-over-quarter to $1.01B.

Based on Penn Capital Management's 13F filing for Q4 2018, filed 19 Feb 2019.