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Penn Capital Management Portfolio holdings

AUM $1.29B
1-Year Est. Return 53.44%
This Fund
S&P 500
This Quarter Est. Return
+7.2%
1 Year Est. Return
+53.44%
3 Year Est. Return
+116.33%
5 Year Est. Return
+148.12%
10 Year Est. Return
+759.43%
AUM
$1.37B
AUM Growth
+$24M
Cap. Flow
-$68.6M
Cap. Flow %
-5.01%
Top 10 Hldgs %
14.49%
Holding
298
New
31
Increased
105
Reduced
98
Closed
31

Top Buys

Rank Stock Value
1
STL
Sterling Bancorp
STL
+$12.1M
2
CARB
Carbonite Inc
CARB
+$10M
3
VNTR
Venator Materials PLC
VNTR
+$9.82M
4
AMC icon
AMC Entertainment Holdings
AMC
+$9.18M
5
AJRD
Aerojet Rocketdyne Holdings
AJRD
+$8.06M

Top Sells

Rank Stock Value
1
MRCY icon
Mercury Systems
MRCY
+$13.5M
2
GWR
Genesee & Wyoming Inc.
GWR
+$12.9M
3
PNFP icon
Pinnacle Financial Partners Inc
PNFP
+$12.8M
4
AAMI
Acadian Asset Management
AAMI
+$11.9M
5
FCB
FCB Financial Holdings, Inc.
FCB
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 17.17%
2 Industrials 15.51%
3 Consumer Discretionary 12.2%
4 Communication Services 10.36%
5 Technology 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNTY
201
DELISTED
Guaranty Bancshares
GNTY
$1.14M 0.08%
39,200
+1,812
+5% +$50.8K
EQBK icon
202
Equity Bancshares
EQBK
$1.04B
$1.12M 0.08%
31,367
+1,388
+5% +$47.1K
BRSL
203
Brightstar Lottery PLC
BRSL
$1.9B
$1.1M 0.08%
+45,634
New +$931K
HCOM
204
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$1.09M 0.08%
36,658
+1,697
+5% +$50K
CAA
205
DELISTED
CalAtlantic Group, Inc.
CAA
$1.08M 0.08%
29,362
-1,748
-6% -$62.2K
OXM icon
206
Oxford Industries
OXM
$581M
$1.01M 0.07%
15,959
+11,553
+262% +$705K
SMBK icon
207
SmartFinancial
SMBK
$906M
$988K 0.07%
41,084
-3,030
-7% -$72.3K
FUL icon
208
H.B. Fuller
FUL
$3B
$967K 0.07%
+16,565
New +$866K
GDP
209
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$879K 0.06%
90,534
-48,906
-35% -$522K
MGM icon
210
MGM Resorts International
MGM
$11.7B
$862K 0.06%
26,475
-41,380
-61% -$1.33M
ANTX
211
DELISTED
Anthem, Inc.
ANTX
– –
0
– –
DSKE
212
DELISTED
Daseke, Inc. Common Stock
DSKE
$763K 0.06%
+58,481
New +$729K
CZR
213
DELISTED
Caesars Entertainment Corporation
CZR
$760K 0.06%
+57,193
New +$693K
AGN.PRA
214
DELISTED
Allergan plc
AGN.PRA
$751K 0.05%
1,025
-190
-16% -$158K
TMUSP
215
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$733K 0.05%
7,350
-2,235
-23% -$227K
NLST
216
DELISTED
Netlist, Inc.
NLST
$729K 0.05%
992,428
-93,851
-9% -$84K
WDC icon
217
Western Digital
WDC
$159B
$708K 0.05%
10,838
-25,857
-70% -$1.72M
SNMP
218
DELISTED
Evolve Transition Infrastructure LP
SNMP
$696K 0.05%
2,062
+4
+0.2% +$1.3K
SWP
219
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
– –
0
– –
HLIO icon
220
Helios Technologies
HLIO
$2.47B
$578K 0.04%
10,704
-28,516
-73% -$1.32M
EBMT icon
221
Eagle Bancorp Montana
EBMT
$192M
$545K 0.04%
+29,643
New +$538K
CIVI
222
DELISTED
Civitas Resources
CIVI
$476K 0.03%
14,421
-24,868
-63% -$708K
SFST icon
223
Southern First Bancshares
SFST
$581M
$416K 0.03%
11,455
+635
+6% +$22.9K
IPXL
224
DELISTED
Impax Laboratories, Inc.
IPXL
$383K 0.03%
18,888
-97,502
-84% -$1.86M
BCC icon
225
Boise Cascade
BCC
$2.73B
$319K 0.02%
9,140
+717
+9% +$21.8K
7 8
9
10 11

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Penn Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Penn Capital Management held 298 positions worth $1.37B, up 1.8% from $1.34B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $68.6M in Q3 2017, closing 31 positions and reducing 98 holdings. Its most notable exit was Acadian Asset Management, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Penn Capital Management opened a new position in Sterling Bancorp worth $13.2M.

  • Penn Capital Management's largest Q3 2017 buy was Sterling Bancorp: 529,267 shares worth $13.2M.
  • Penn Capital Management added most to Stagwell in Q3 2017, an estimated $6.76M increase.
  • Penn Capital Management's biggest Q3 2017 reduction was Mercury Systems, cutting an estimated $13.5M.
  • Penn Capital Management fully exited Acadian Asset Management in Q3 2017, selling an estimated $11.9M.
  • Penn Capital Management's ten largest holdings make up 14% of its $1.37B portfolio in Q3 2017.
  • Penn Capital Management opened 31 new positions and closed 31 in Q3 2017.
  • Penn Capital Management's portfolio value rose 1.8% quarter-over-quarter to $1.37B.

Based on Penn Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.