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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.66%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.59B
AUM Growth
+$120M
Cap. Flow
-$266M
Cap. Flow %
-16.72%
Top 10 Hldgs %
12.92%
Holding
330
New
42
Increased
43
Reduced
163
Closed
49

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$16.6M
2
DXPE icon
DXP Enterprises
DXPE
+$11.1M
3
WSFS icon
WSFS Financial
WSFS
+$9.73M
4
ARCH
Arch Resources, Inc.
ARCH
+$9.63M
5
HDP
Hortonworks, Inc.
HDP
+$9.3M

Top Sells

Rank Stock Value
1
BNCN
BNC Bancorp
BNCN
+$13.5M
2
VECO icon
Veeco
VECO
+$11M
3
HW
Headwaters Inc
HW
+$10.9M
4
MEI icon
Methode Electronics
MEI
+$10.4M
5
SRCI
SRC Energy Inc
SRCI
+$9.92M

Sector Composition

Rank Sector Weight
1 Industrials 15.72%
2 Financials 15.2%
3 Consumer Discretionary 13.34%
4 Technology 10.46%
5 Energy 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VECO icon
201
Veeco
VECO
$3.05B
$1.17M 0.07%
39,971
-441,645
-92% -$11M
SBCP
202
DELISTED
Sunshine Bancorp, Inc
SBCP
$1.16M 0.07%
+67,594
New +$1.06M
PPBI
203
DELISTED
Pacific Premier Bancorp
PPBI
$1.12M 0.07%
31,741
-15,705
-33% -$472K
WPXP
204
DELISTED
WPX Energy, Inc.
WPXP
– –
0
– –
MOD icon
205
Modine Manufacturing
MOD
$10.7B
$1.03M 0.06%
69,253
-620
-0.9% -$7.78K
DALN
206
DELISTED
DallasNews
DALN
$974K 0.06%
38,350
-1,607
-4% -$41.8K
BAS
207
DELISTED
Basis Energy Services, Inc.
BAS
$962K 0.06%
+27,222
New +$7.39M
AGN.PRA
208
DELISTED
Allergan plc
AGN.PRA
$959K 0.06%
1,260
-112
-8% -$84.6K
PES
209
DELISTED
Pioneer Energy Services Corp.
PES
$913K 0.06%
133,271
+108,553
+439% +$528K
LONE
210
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$854K 0.05%
+100,000
New +$853K
QUIK icon
211
QuickLogic
QUIK
$232M
$841K 0.05%
43,197
-78,244
-64% -$1.03M
TMUSP
212
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$809K 0.05%
+8,600
New +$745K
AMT.PRB
213
DELISTED
American Tower Corporation
AMT.PRB
– –
0
– –
WAAS
214
DELISTED
AquaVenture Holdings Limited
WAAS
$791K 0.05%
+32,227
New +$736K
CWEI
215
DELISTED
Clayton Williams Energy, Inc.
CWEI
$767K 0.05%
6,434
-22,331
-78% -$2.24M
CMTL icon
216
Comtech Telecommunications
CMTL
$50.3M
$708K 0.04%
59,741
-244
-0.4% -$2.73K
WLL
217
DELISTED
Whiting Petroleum Corporation
WLL
$694K 0.04%
192
+82
+75% +$246K
HCR
218
DELISTED
Hi-Crush Inc. Common Stock
HCR
$643K 0.04%
32,475
-10,416
-24% -$181K
CPE
219
DELISTED
Callon Petroleum Company
CPE
$638K 0.04%
4,150
-1,364
-25% -$208K
NSTG
220
DELISTED
NanoString Technologies, Inc.
NSTG
$608K 0.04%
27,285
-114,237
-81% -$2.45M
PQ
221
DELISTED
Petroquest Energy Inc Wd
PQ
$603K 0.04%
182,257
+92,158
+102% +$345K
TILE icon
222
Interface
TILE
$1.99B
$601K 0.04%
32,380
-457,743
-93% -$7.89M
UNT
223
DELISTED
UNIT Corporation
UNT
$561K 0.04%
20,864
-10,562
-34% -$228K
SNMP
224
DELISTED
Evolve Transition Infrastructure LP
SNMP
$522K 0.03%
+1,487
New +$566K
SDPI
225
DELISTED
Superior Drilling Products Inc.
SDPI
$463K 0.03%
350,565
+200,565
+134% +$205K
7 8
9
10 11

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Penn Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Penn Capital Management held 330 positions worth $1.59B, up 8.1% from $1.47B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $266M in Q4 2016, closing 49 positions and reducing 163 holdings. Its most notable exit was Methode Electronics, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Penn Capital Management opened a new position in DXP Enterprises worth $13.8M.

  • Penn Capital Management's largest Q4 2016 buy was DXP Enterprises: 375,229 shares worth $13.8M.
  • Penn Capital Management added most to Dynegy, Inc. in Q4 2016, an estimated $16.6M increase.
  • Penn Capital Management's biggest Q4 2016 reduction was BNC Bancorp, cutting an estimated $13.5M.
  • Penn Capital Management fully exited Methode Electronics in Q4 2016, selling an estimated $10.4M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.59B portfolio in Q4 2016.
  • Penn Capital Management opened 42 new positions and closed 49 in Q4 2016.
  • Penn Capital Management's portfolio value rose 8.1% quarter-over-quarter to $1.59B.

Based on Penn Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.