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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.47B
AUM Growth
-$285M
Cap. Flow
-$411M
Cap. Flow %
-27.93%
Top 10 Hldgs %
12.84%
Holding
329
New
47
Increased
53
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$10M
2
NVRI icon
Enviri
NVRI
+$9.8M
3
GIII icon
G-III Apparel Group
GIII
+$9.76M
4
EXPR
Express, Inc.
EXPR
+$9.58M
5
FIVE icon
Five Below
FIVE
+$8.39M

Top Sells

Rank Stock Value
1
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$27.7M
2
BURL icon
Burlington
BURL
+$18.3M
3
BKU icon
Bankunited
BKU
+$17.7M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$16.9M
5
ROG icon
Rogers Corp
ROG
+$16.7M

Sector Composition

Rank Sector Weight
1 Industrials 14.1%
2 Consumer Discretionary 13.91%
3 Financials 13.71%
4 Technology 13.61%
5 Communication Services 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAP icon
201
Advance Auto Parts
AAP
$3.35B
$1.17M 0.08%
7,820
-2,621
-25% -$419K
RMBS icon
202
Rambus
RMBS
$9.87B
$1.16M 0.08%
90,494
-191,070
-68% -$2.52M
WDC icon
203
Western Digital
WDC
$188B
$1.16M 0.08%
+26,087
New +$983K
AGN.PRA
204
DELISTED
Allergan plc
AGN.PRA
$1.13M 0.08%
1,372
-30
-2% -$25.9K
FNF icon
205
Fidelity National Financial
FNF
$13.9B
$1.11M 0.08%
+42,199
New +$1.09M
TWTR
206
DELISTED
Twitter, Inc.
TWTR
$1.1M 0.07%
47,530
-45,879
-49% -$863K
OC icon
207
Owens Corning
OC
$11.2B
$1.09M 0.07%
20,417
-12,117
-37% -$651K
FTRPR
208
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$1M 0.07%
11,975
-5,520
-32% -$510K
ELF icon
209
e.l.f. Beauty
ELF
$4.89B
$997K 0.07%
+35,463
New +$928K
LTXB
210
DELISTED
LegacyTexas Financial Group Inc
LTXB
$997K 0.07%
31,516
-100,833
-76% -$2.99M
ALB icon
211
Albemarle
ALB
$13.9B
$972K 0.07%
11,369
-9,580
-46% -$789K
ACBI
212
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$927K 0.06%
+61,860
New +$932K
CPE
213
DELISTED
Callon Petroleum Company
CPE
$866K 0.06%
5,514
+1,505
+38% +$199K
MOD icon
214
Modine Manufacturing
MOD
$10.7B
$829K 0.06%
69,873
-191
-0.3% -$1.99K
UCP
215
DELISTED
UCP, Inc.
UCP
$819K 0.06%
92,984
-96,037
-51% -$804K
CMTL icon
216
Comtech Telecommunications
CMTL
$50.3M
$768K 0.05%
59,985
-168
-0.3% -$2.2K
HCR
217
DELISTED
Hi-Crush Inc. Common Stock
HCR
$658K 0.04%
42,891
-186,127
-81% -$2.52M
KG
218
Kestrel Group
KG
$69.4M
$625K 0.04%
+2,464
New +$657K
UNT
219
DELISTED
UNIT Corporation
UNT
$585K 0.04%
31,426
+7,609
+32% +$117K
WPXP
220
DELISTED
WPX Energy, Inc.
WPXP
– –
0
– –
PE
221
DELISTED
PARSLEY ENERGY INC
PE
$503K 0.03%
15,009
+5,711
+61% +$179K
GST
222
DELISTED
Gastar Exploration Inc.
GST
$482K 0.03%
570,076
+17,462
+3% +$16.3K
ROG icon
223
Rogers Corp
ROG
$2.21B
$418K 0.03%
6,840
-274,498
-98% -$16.7M
UFAB
224
DELISTED
Unique Fabricating, Inc.
UFAB
$412K 0.03%
33,674
-77,781
-70% -$1.01M
TNC icon
225
Tennant Co
TNC
$1.43B
$406K 0.03%
6,267
-64,718
-91% -$4.01M
7 8
9
10 11

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Penn Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Penn Capital Management held 329 positions worth $1.47B, down 16% from $1.76B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $411M in Q3 2016, closing 41 positions and reducing 154 holdings. Its most notable exit was SAGENT PHARMACEUTICALS INC COM STK (DE), an estimated $27.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Penn Capital Management opened a new position in Dynegy, Inc. worth $8.76M.

  • Penn Capital Management's largest Q3 2016 buy was Dynegy, Inc.: 706,709 shares worth $8.76M.
  • Penn Capital Management added most to Enviri in Q3 2016, an estimated $9.8M increase.
  • Penn Capital Management's biggest Q3 2016 reduction was Burlington, cutting an estimated $18.3M.
  • Penn Capital Management fully exited SAGENT PHARMACEUTICALS INC COM STK (DE) in Q3 2016, selling an estimated $27.7M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.47B portfolio in Q3 2016.
  • Penn Capital Management opened 47 new positions and closed 41 in Q3 2016.
  • Penn Capital Management's portfolio value fell 16% quarter-over-quarter to $1.47B.

Based on Penn Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.