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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.66%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.59B
AUM Growth
+$120M
Cap. Flow
-$266M
Cap. Flow %
-16.72%
Top 10 Hldgs %
12.92%
Holding
330
New
42
Increased
43
Reduced
163
Closed
49

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$16.6M
2
DXPE icon
DXP Enterprises
DXPE
+$11.1M
3
WSFS icon
WSFS Financial
WSFS
+$9.73M
4
ARCH
Arch Resources, Inc.
ARCH
+$9.63M
5
HDP
Hortonworks, Inc.
HDP
+$9.3M

Top Sells

Rank Stock Value
1
BNCN
BNC Bancorp
BNCN
+$13.5M
2
VECO icon
Veeco
VECO
+$11M
3
HW
Headwaters Inc
HW
+$10.9M
4
MEI icon
Methode Electronics
MEI
+$10.4M
5
SRCI
SRC Energy Inc
SRCI
+$9.92M

Sector Composition

Rank Sector Weight
1 Industrials 15.72%
2 Financials 15.2%
3 Consumer Discretionary 13.34%
4 Technology 10.46%
5 Energy 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
176
Masco
MAS
$14.1B
$1.96M 0.12%
23,923
-15,628
-40% -$501K
LGF.B
177
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$1.9M 0.12%
+28,220
New +$720K
OC icon
178
Owens Corning
OC
$11.2B
$1.88M 0.12%
13,985
-6,432
-32% -$333K
VISN
179
Vistance Networks Inc
VISN
$2.65B
$1.87M 0.12%
+18,598
New +$634K
KEG
180
DELISTED
Key Energy Services, Inc. Common Stock
KEG
$1.85M 0.12%
+58,165
New +$1.85M
SWN
181
DELISTED
Southwestern Energy Company
SWN
$1.82M 0.11%
88,664
-26,766
-23% -$306K
RIG icon
182
Transocean
RIG
$5.89B
$1.8M 0.11%
+49,108
New +$582K
VVV icon
183
Valvoline
VVV
$4.9B
$1.72M 0.11%
31,359
-43,533
-58% -$922K
WYNN icon
184
Wynn Resorts
WYNN
$10.3B
$1.69M 0.11%
7,208
-7,562
-51% -$708K
BYD icon
185
Boyd Gaming
BYD
$6.18B
$1.68M 0.11%
28,503
-39,207
-58% -$755K
BAX icon
186
Baxter International
BAX
$13.5B
$1.67M 0.1%
14,440
-12,953
-47% -$599K
AAP icon
187
Advance Auto Parts
AAP
$3.35B
$1.65M 0.1%
3,591
-4,229
-54% -$665K
MGM icon
188
MGM Resorts International
MGM
$11.4B
$1.64M 0.1%
21,265
-34,139
-62% -$946K
HOLX
189
DELISTED
Hologic
HOLX
$1.63M 0.1%
15,448
-20,741
-57% -$800K
CLR
190
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1.63M 0.1%
14,470
-17,332
-54% -$896K
SEAC
191
DELISTED
Seachange International Inc
SEAC
$1.6M 0.1%
34,874
-136
-0.4% -$7.1K
GPX
192
DELISTED
GP Strategies Corp.
GPX
$1.58M 0.1%
55,289
-26,582
-32% -$704K
FNBC
193
DELISTED
First NBC Bank Holding Company
FNBC
$1.53M 0.1%
+209,662
New +$1.66M
AZPN
194
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.52M 0.1%
+10,741
New +$1.52M
ALB icon
195
Albemarle
ALB
$13.9B
$1.39M 0.09%
6,156
-5,213
-46% -$441K
NLST
196
DELISTED
Netlist, Inc.
NLST
$1.37M 0.09%
1,343,627
+240,845
+22% +$267K
TWTR
197
DELISTED
Twitter, Inc.
TWTR
$1.36M 0.09%
31,933
-15,597
-33% -$286K
BOKF icon
198
BOK Financial
BOKF
$8.58B
$1.36M 0.09%
+6,283
New +$483K
XENT
199
DELISTED
Intersect ENT, Inc
XENT
$1.33M 0.08%
109,590
-1,003
-0.9% -$13K
ANTX
200
DELISTED
Anthem, Inc.
ANTX
– –
0
– –
6 7
8
9 10

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Penn Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Penn Capital Management held 330 positions worth $1.59B, up 8.1% from $1.47B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $266M in Q4 2016, closing 49 positions and reducing 163 holdings. Its most notable exit was Methode Electronics, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Penn Capital Management opened a new position in DXP Enterprises worth $13.8M.

  • Penn Capital Management's largest Q4 2016 buy was DXP Enterprises: 375,229 shares worth $13.8M.
  • Penn Capital Management added most to Dynegy, Inc. in Q4 2016, an estimated $16.6M increase.
  • Penn Capital Management's biggest Q4 2016 reduction was BNC Bancorp, cutting an estimated $13.5M.
  • Penn Capital Management fully exited Methode Electronics in Q4 2016, selling an estimated $10.4M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.59B portfolio in Q4 2016.
  • Penn Capital Management opened 42 new positions and closed 49 in Q4 2016.
  • Penn Capital Management's portfolio value rose 8.1% quarter-over-quarter to $1.59B.

Based on Penn Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.