We are live on ! Find out more
PCM

Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHS icon
176
Universal Health Services
UHS
$10.2B
$3.06M 0.13%
40,807
-1,435
-3% -$100K
HIG icon
177
Hartford Financial Services
HIG
$38.9B
$3.03M 0.13%
97,490
-2,897
-3% -$90.4K
GNC
178
DELISTED
GNC Holdings, Inc.
GNC
$3.01M 0.12%
55,058
+8,860
+19% +$453K
JOY
179
DELISTED
Joy Global Inc
JOY
$3.01M 0.12%
58,921
-1,654
-3% -$84.4K
ELOS
180
DELISTED
Syneron Medical Ltd
ELOS
$3M 0.12%
347,558
+9,684
+3% +$83.6K
WFT
181
DELISTED
Weatherford International plc
WFT
$2.99M 0.12%
194,752
-8,278
-4% -$121K
DISH
182
DELISTED
DISH Network Corp.
DISH
$2.97M 0.12%
65,963
-1,464
-2% -$65.9K
MEOH icon
183
Methanex
MEOH
$4.3B
$2.96M 0.12%
57,645
+10,511
+22% +$500K
WYNN icon
184
Wynn Resorts
WYNN
$10.3B
$2.95M 0.12%
18,666
-640
-3% -$89.7K
XLNX
185
DELISTED
Xilinx Inc
XLNX
$2.94M 0.12%
62,679
-14,490
-19% -$652K
CAM
186
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$2.93M 0.12%
50,211
+1,427
+3% +$85K
TRW
187
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$2.92M 0.12%
40,993
-32,760
-44% -$2.3M
PRSO icon
188
Peraso
PRSO
$9.78M
$2.84M 0.12%
95
+1
+1% +$31K
ELX
189
DELISTED
EMULEX CORP
ELX
$2.8M 0.12%
360,530
-257,774
-42% -$2M
RALY
190
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$2.8M 0.12%
+93,349
New +$2.57M
CSL icon
191
Carlisle Companies
CSL
$14.3B
$2.76M 0.11%
+39,232
New +$2.64M
ICE icon
192
Intercontinental Exchange
ICE
$85.6B
$2.73M 0.11%
75,320
+340
+0.5% +$12.3K
HST icon
193
Host Hotels & Resorts
HST
$17.2B
$2.69M 0.11%
152,511
-4,528
-3% -$80.3K
PVH icon
194
PVH
PVH
$4B
$2.69M 0.11%
22,672
+3,175
+16% +$407K
HBANP
195
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.65M 0.11%
2,140
– –
RRX icon
196
Regal Rexnord
RRX
$13.7B
$2.5M 0.1%
36,809
– –
TDC icon
197
Teradata
TDC
$2.92B
$2.45M 0.1%
+44,136
New +$2.59M
VTG
198
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$2.38M 0.1%
1,376,695
-602,647
-30% -$1.08M
PQUE
199
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$2.29M 0.09%
570,329
-312,820
-35% -$1.25M
SAMG icon
200
Silvercrest Asset Management
SAMG
$79M
$2.24M 0.09%
+164,497
New +$2.17M
6 7
8
9 10

Similar funds

LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
FDCP
Foster Dykema Cabot & Partners Waltham, Massachusetts $1.57B AUM 20.41% 1-Year Est. Return
APF
Alaska Permanent Fund Juneau, Alaska $1.57B AUM 15.23% 1-Year Est. Return
LCM
Lakewood Capital Management New York $1.58B AUM 0.92% 1-Year Est. Return
SS
Sunbelt Securities Houston, Texas $1.58B AUM 28.96% 1-Year Est. Return
DG
DigitalBridge Group Boca Raton, Florida $1.58B AUM 62.54% 1-Year Est. Return
NCL
Nishkama Capital LLC Dorado, Puerto Rico $1.58B AUM 123.32% 1-Year Est. Return
VNT
Vanguard National Trust Malvern, Pennsylvania $1.59B AUM

Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.