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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
151
PENN Entertainment
PENN
$2.75B
$4.74M 0.2%
378,507
-475,150
-56% -$5.72M
IQV icon
152
IQVIA
IQV
$38.7B
$4.17M 0.17%
92,807
+27,987
+43% +$1.24M
FMBI
153
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$4.13M 0.17%
273,238
-64,360
-19% -$977K
CHRD icon
154
Chord Energy
CHRD
$7.9B
$3.91M 0.16%
79,559
+55,884
+236% +$2.35M
I.PRA
155
DELISTED
INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX)
I.PRA
$3.87M 0.16%
63,410
-43,560
-41% -$2.64M
EMKR
156
DELISTED
Emcore Corp
EMKR
$3.87M 0.16%
+86,228
New +$3.58M
AVNW icon
157
Aviat Networks
AVNW
$265M
$3.79M 0.16%
244,922
-145,896
-37% -$2.29M
TRNX
158
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$3.77M 0.16%
194,783
+17,971
+10% +$334K
PZN
159
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$3.72M 0.15%
548,559
+12,128
+2% +$83.2K
LTXB
160
DELISTED
LegacyTexas Financial Group Inc
LTXB
$3.67M 0.15%
177,786
+104,009
+141% +$2.18M
CKSW
161
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$3.66M 0.15%
601,082
+198,230
+49% +$1.38M
SGNT
162
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$3.59M 0.15%
175,968
-26,063
-13% -$580K
PERY
163
DELISTED
Perry Ellis International Inc
PERY
$3.57M 0.15%
189,512
+41,100
+28% +$805K
JRN
164
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
$3.54M 0.15%
+414,257
New +$3.37M
BZH icon
165
Beazer Homes USA
BZH
$877M
$3.5M 0.15%
+194,433
New +$3.42M
HOLX
166
DELISTED
Hologic
HOLX
$3.44M 0.14%
166,414
-481,762
-74% -$10.3M
ARCB icon
167
ArcBest
ARCB
$3.23B
$3.32M 0.14%
129,301
+62,795
+94% +$1.51M
AUXL
168
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$3.2M 0.13%
175,671
+4,979
+3% +$90K
LMIA
169
DELISTED
LMI Aerospace Inc
LMIA
$3.18M 0.13%
237,819
-156
-0.1% -$2.44K
CBM
170
DELISTED
Cambrex Corporation
CBM
$3.17M 0.13%
+240,412
New +$3.4M
TTMI icon
171
TTM Technologies
TTMI
$12B
$3.17M 0.13%
324,821
-162,900
-33% -$1.55M
HBAN icon
172
Huntington Bancshares
HBAN
$34.4B
$3.16M 0.13%
+382,348
New +$3.23M
SN
173
DELISTED
Sanchez Energy Corporation
SN
$3.11M 0.13%
117,610
+69,562
+145% +$1.65M
CVGW
174
DELISTED
Calavo Growers
CVGW
$3.09M 0.13%
102,087
-18,261
-15% -$503K
LGF
175
DELISTED
Lions Gate Entertainment
LGF
$3.07M 0.13%
87,573
-34,553
-28% -$1.17M
5 6
7
8 9

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Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.