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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLS icon
126
Flowserve
FLS
$9.71B
$6.85M 0.28%
109,844
-55,671
-34% -$3.22M
CCK icon
127
Crown Holdings
CCK
$12.8B
$6.78M 0.28%
160,460
-27,331
-15% -$1.2M
WP
128
DELISTED
Worldpay, Inc.
WP
$6.75M 0.28%
241,644
-40,758
-14% -$1.11M
BECN
129
DELISTED
Beacon Roofing Supply, Inc.
BECN
$6.54M 0.27%
177,240
-5,680
-3% -$217K
XCO
130
DELISTED
Exco Resources
XCO
$6.32M 0.26%
63,170
-1,201
-2% -$138K
RJF icon
131
Raymond James Financial
RJF
$33.8B
$6.24M 0.26%
224,741
-37,165
-14% -$1.07M
BLT
132
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$6.15M 0.26%
507,646
-69,866
-12% -$855K
COHR icon
133
Coherent
COHR
$51.4B
$5.95M 0.25%
315,904
-116,623
-27% -$2.17M
CVU icon
134
CPI Aerostructures
CVU
$66.2M
$5.91M 0.25%
510,129
-25,549
-5% -$285K
MAS icon
135
Masco
MAS
$14.1B
$5.87M 0.24%
313,804
-34,319
-10% -$611K
FN icon
136
Fabrinet
FN
$15.6B
$5.83M 0.24%
346,064
+112,765
+48% +$1.66M
EGBN icon
137
Eagle Bancorp
EGBN
$846M
$5.77M 0.24%
203,877
-187,309
-48% -$4.82M
IPHI
138
DELISTED
INPHI CORPORATION
IPHI
$5.68M 0.24%
422,665
-50,700
-11% -$616K
WCG
139
DELISTED
Wellcare Health Plans, Inc.
WCG
$5.67M 0.24%
81,306
-8,034
-9% -$514K
TSC
140
DELISTED
TriState Capital Holdings, Inc.
TSC
$5.57M 0.23%
431,945
+11,368
+3% +$149K
PSTB
141
DELISTED
Park Sterling Corp.
PSTB
$5.43M 0.23%
847,310
-45,159
-5% -$281K
ANDV
142
DELISTED
Andeavor
ANDV
$5.35M 0.22%
121,581
-22,676
-16% -$1.13M
TITN icon
143
Titan Machinery
TITN
$396M
$5.24M 0.22%
326,205
+5,904
+2% +$108K
FNBC
144
DELISTED
First NBC Bank Holding Company
FNBC
$5.11M 0.21%
+209,616
New +$5.24M
CEVA icon
145
CEVA Inc
CEVA
$910M
$5.08M 0.21%
294,244
-205,180
-41% -$3.78M
TYL icon
146
Tyler Technologies
TYL
$12.7B
$5.07M 0.21%
57,970
-64,679
-53% -$4.98M
ISLE
147
DELISTED
Isle of Capri Casinos Inc
ISLE
$5.02M 0.21%
664,319
-199,323
-23% -$1.53M
NTUS
148
DELISTED
Natus Medical Inc
NTUS
$4.96M 0.21%
349,757
+41,970
+14% +$561K
SAFE
149
Safehold
SAFE
$1.16B
$4.93M 0.2%
84,046
-12,295
-13% -$689K
PNFP icon
150
Pinnacle Financial Partners Inc
PNFP
$15.9B
$4.77M 0.2%
159,932
-39,373
-20% -$1.12M
4 5
6
7 8

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Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.