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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.47B
AUM Growth
-$285M
Cap. Flow
-$411M
Cap. Flow %
-27.93%
Top 10 Hldgs %
12.84%
Holding
329
New
47
Increased
53
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$10M
2
NVRI icon
Enviri
NVRI
+$9.8M
3
GIII icon
G-III Apparel Group
GIII
+$9.76M
4
EXPR
Express, Inc.
EXPR
+$9.58M
5
FIVE icon
Five Below
FIVE
+$8.39M

Top Sells

Rank Stock Value
1
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$27.7M
2
BURL icon
Burlington
BURL
+$18.3M
3
BKU icon
Bankunited
BKU
+$17.7M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$16.9M
5
ROG icon
Rogers Corp
ROG
+$16.7M

Sector Composition

Rank Sector Weight
1 Industrials 14.1%
2 Consumer Discretionary 13.91%
3 Financials 13.71%
4 Technology 13.61%
5 Communication Services 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRKS icon
51
United Parks & Resorts
PRKS
$2.1B
$10.3M 0.7%
761,488
-208,477
-21% -$2.86M
COBZ
52
DELISTED
CoBiz Financial,Inc
COBZ
$10.3M 0.7%
774,076
-33,161
-4% -$422K
HFWA icon
53
Heritage Financial
HFWA
$1.22B
$9.8M 0.67%
545,808
+118,446
+28% +$2.12M
CBM
54
DELISTED
Cambrex Corporation
CBM
$9.73M 0.66%
218,768
+603
+0.3% +$29.3K
HW
55
DELISTED
Headwaters Inc
HW
$9.66M 0.66%
570,435
-69,031
-11% -$1.27M
CGI
56
DELISTED
Celadon Group Inc
CGI
$9.54M 0.65%
1,091,942
+409,535
+60% +$3.29M
CAL icon
57
Caleres
CAL
$431M
$9.5M 0.64%
375,468
+202,280
+117% +$5.15M
VECO icon
58
Veeco
VECO
$3.05B
$9.45M 0.64%
481,616
+62,845
+15% +$1.18M
BEL
59
DELISTED
Belmond Ltd.
BEL
$9.45M 0.64%
743,251
-305,324
-29% -$3.48M
DFRG
60
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$9.24M 0.63%
686,180
+16,811
+3% +$249K
BV
61
DELISTED
Bazaarvoice, Inc.
BV
$9.2M 0.62%
1,556,464
-519,188
-25% -$2.29M
SN
62
DELISTED
Sanchez Energy Corporation
SN
$9.12M 0.62%
1,031,534
-224,468
-18% -$1.73M
TPC
63
Tutor Perini Cor
TPC
$4.41B
$9.08M 0.62%
422,486
-182,646
-30% -$4.26M
CALD
64
DELISTED
Callidus Software, Inc.
CALD
$9.04M 0.61%
492,262
-106,450
-18% -$2.08M
PGTI
65
DELISTED
PGT, Inc.
PGTI
$9M 0.61%
843,237
-159,426
-16% -$1.84M
LNW
66
DELISTED
Light & Wonder
LNW
$8.99M 0.61%
797,524
-517,056
-39% -$5.07M
GIII icon
67
G-III Apparel Group
GIII
$1.54B
$8.95M 0.61%
306,706
+248,755
+429% +$9.76M
PSTB
68
DELISTED
Park Sterling Corp.
PSTB
$8.78M 0.6%
1,080,800
-3,560
-0.3% -$28.3K
DYN
69
DELISTED
Dynegy, Inc.
DYN
$8.76M 0.59%
+706,709
New +$10M
SRCI
70
DELISTED
SRC Energy Inc
SRCI
$8.57M 0.58%
1,237,147
+297,436
+32% +$1.97M
ATKR icon
71
Atkore
ATKR
$2.46B
$8.53M 0.58%
455,407
-114,746
-20% -$1.98M
KCG
72
DELISTED
KCG Holdings, Inc.
KCG
$8.45M 0.57%
543,586
+35,656
+7% +$518K
TBHC
73
DELISTED
The Brand House Collective
TBHC
$8.35M 0.57%
685,350
+270,411
+65% +$3.78M
EXPR
74
DELISTED
Express, Inc.
EXPR
$8.34M 0.57%
+35,363
New +$9.58M
TILE icon
75
Interface
TILE
$1.99B
$8.18M 0.56%
490,123
+11,324
+2% +$189K
1 2
3
4 5

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Penn Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Penn Capital Management held 329 positions worth $1.47B, down 16% from $1.76B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $411M in Q3 2016, closing 41 positions and reducing 154 holdings. Its most notable exit was SAGENT PHARMACEUTICALS INC COM STK (DE), an estimated $27.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Penn Capital Management opened a new position in Dynegy, Inc. worth $8.76M.

  • Penn Capital Management's largest Q3 2016 buy was Dynegy, Inc.: 706,709 shares worth $8.76M.
  • Penn Capital Management added most to Enviri in Q3 2016, an estimated $9.8M increase.
  • Penn Capital Management's biggest Q3 2016 reduction was Burlington, cutting an estimated $18.3M.
  • Penn Capital Management fully exited SAGENT PHARMACEUTICALS INC COM STK (DE) in Q3 2016, selling an estimated $27.7M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.47B portfolio in Q3 2016.
  • Penn Capital Management opened 47 new positions and closed 41 in Q3 2016.
  • Penn Capital Management's portfolio value fell 16% quarter-over-quarter to $1.47B.

Based on Penn Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.