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PCM

Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACD
326
DELISTED
Pacific Drilling S A
PACD
– –
-38,387
Closed -$3.75M
KEG
327
DELISTED
KEY ENERGY SERVICES INC
KEG
– –
-159,526
Closed -$949K
10 11 12 13
14

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Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.