We are live on ! Find out more
PCM

Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.66%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.59B
AUM Growth
+$120M
Cap. Flow
-$266M
Cap. Flow %
-16.72%
Top 10 Hldgs %
12.92%
Holding
330
New
42
Increased
43
Reduced
163
Closed
49

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$16.6M
2
DXPE icon
DXP Enterprises
DXPE
+$11.1M
3
WSFS icon
WSFS Financial
WSFS
+$9.73M
4
ARCH
Arch Resources, Inc.
ARCH
+$9.63M
5
HDP
Hortonworks, Inc.
HDP
+$9.3M

Top Sells

Rank Stock Value
1
BNCN
BNC Bancorp
BNCN
+$13.5M
2
VECO icon
Veeco
VECO
+$11M
3
HW
Headwaters Inc
HW
+$10.9M
4
MEI icon
Methode Electronics
MEI
+$10.4M
5
SRCI
SRC Energy Inc
SRCI
+$9.92M

Sector Composition

Rank Sector Weight
1 Industrials 15.72%
2 Financials 15.2%
3 Consumer Discretionary 13.34%
4 Technology 10.46%
5 Energy 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHS
276
DELISTED
Chicos FAS, Inc.
CHS
– –
-131,277
Closed -$1.56M
UFAB
277
DELISTED
Unique Fabricating, Inc.
UFAB
– –
-33,674
Closed -$412K
ENDP
278
DELISTED
Endo International plc
ENDP
– –
-12,307
Closed -$248K
ACBI
279
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
– –
-61,860
Closed -$927K
CXP
280
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-75,260
Closed -$1.73M
PE
281
DELISTED
PARSLEY ENERGY INC
PE
– –
-15,009
Closed -$503K
OPB
282
DELISTED
Opus Bank Common Stock
OPB
– –
-140,561
Closed -$5.03M
FRED
283
DELISTED
Fred's Inc
FRED
– –
-242,075
Closed -$2.19M
WP
284
DELISTED
Worldpay, Inc.
WP
– –
-21,486
Closed -$1.21M
IMPV
285
DELISTED
Imperva, Inc.
IMPV
– –
-135,296
Closed -$7.27M
EVHC
286
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-27,136
Closed -$1.86M
FTRPR
287
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-11,975
Closed -$1M
CUNB
288
DELISTED
CU Bancorp
CUNB
– –
-80,177
Closed -$1.83M
UCP
289
DELISTED
UCP, Inc.
UCP
– –
-92,984
Closed -$819K
BHI
290
DELISTED
Baker Hughes
BHI
– –
-4,247
Closed -$214K
BATS
291
DELISTED
Bats Global Markets, Inc.
BATS
– –
-67,974
Closed -$2.1M
LGF
292
DELISTED
Lions Gate Entertainment
LGF
– –
-118,553
Closed -$2.4M
WPG
293
DELISTED
Washington Prime Group Inc.
WPG
– –
-64,885
Closed -$7.24M
CCI.PRA
294
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-11,130
Closed -$1.26M
MCF
295
DELISTED
Contango Oil & Gas Co.
MCF
– –
-33,637
Closed -$344K
REXX
296
DELISTED
Rex Energy Corporation
REXX
– –
-32,200
Closed -$188K
8 9 10 11
12

Similar funds

LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
FDCP
Foster Dykema Cabot & Partners Waltham, Massachusetts $1.57B AUM 20.41% 1-Year Est. Return
LCM
Lakewood Capital Management New York $1.58B AUM 0.92% 1-Year Est. Return
SS
Sunbelt Securities Houston, Texas $1.58B AUM 28.96% 1-Year Est. Return
DG
DigitalBridge Group Boca Raton, Florida $1.58B AUM 62.54% 1-Year Est. Return
NCL
Nishkama Capital LLC Dorado, Puerto Rico $1.58B AUM 123.32% 1-Year Est. Return
VNT
Vanguard National Trust Malvern, Pennsylvania $1.59B AUM
GWANC
Guardian Wealth Advisors (North Carolina) Raleigh, North Carolina $1.59B AUM 15.17% 1-Year Est. Return

Penn Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Penn Capital Management held 330 positions worth $1.59B, up 8.1% from $1.47B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $266M in Q4 2016, closing 49 positions and reducing 163 holdings. Its most notable exit was Methode Electronics, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Penn Capital Management opened a new position in DXP Enterprises worth $13.8M.

  • Penn Capital Management's largest Q4 2016 buy was DXP Enterprises: 375,229 shares worth $13.8M.
  • Penn Capital Management added most to Dynegy, Inc. in Q4 2016, an estimated $16.6M increase.
  • Penn Capital Management's biggest Q4 2016 reduction was BNC Bancorp, cutting an estimated $13.5M.
  • Penn Capital Management fully exited Methode Electronics in Q4 2016, selling an estimated $10.4M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.59B portfolio in Q4 2016.
  • Penn Capital Management opened 42 new positions and closed 49 in Q4 2016.
  • Penn Capital Management's portfolio value rose 8.1% quarter-over-quarter to $1.59B.

Based on Penn Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.