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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.47B
AUM Growth
-$285M
Cap. Flow
-$411M
Cap. Flow %
-27.93%
Top 10 Hldgs %
12.84%
Holding
329
New
47
Increased
53
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$10M
2
NVRI icon
Enviri
NVRI
+$9.8M
3
GIII icon
G-III Apparel Group
GIII
+$9.76M
4
EXPR
Express, Inc.
EXPR
+$9.58M
5
FIVE icon
Five Below
FIVE
+$8.39M

Top Sells

Rank Stock Value
1
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$27.7M
2
BURL icon
Burlington
BURL
+$18.3M
3
BKU icon
Bankunited
BKU
+$17.7M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$16.9M
5
ROG icon
Rogers Corp
ROG
+$16.7M

Sector Composition

Rank Sector Weight
1 Industrials 14.1%
2 Consumer Discretionary 13.91%
3 Financials 13.71%
4 Technology 13.61%
5 Communication Services 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WT icon
276
WisdomTree
WT
$3.21B
– –
-202,324
Closed -$2.02M
CNR
277
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-22,542
Closed -$360K
CUB
278
DELISTED
Cubic Corporation
CUB
– –
-209,549
Closed -$8.44M
QEP
279
DELISTED
QEP RESOURCES, INC.
QEP
– –
-13,074
Closed -$230K
CXO
280
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-34,833
Closed -$4.26M
FSB
281
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-121,217
Closed -$3.8M
FCE.A
282
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-104,236
Closed -$2.33M
PAY
283
DELISTED
Verifone Systems Inc
PAY
– –
-228,482
Closed -$4.32M
EXAR
284
DELISTED
Exar Corporation
EXAR
– –
-402,239
Closed -$3.24M
ESTE
285
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-44,598
Closed -$481K
ISLE
286
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-114,708
Closed -$2.1M
MRD
287
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-92,622
Closed -$1.48M
TLMR
288
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-366,510
Closed -$7.06M
SGNT
289
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
– –
-1,841,035
Closed -$27.7M
FUR
290
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-361,310
Closed -$3.18M
GIG
291
DELISTED
GigPeak, Inc.
GIG
– –
-380,342
Closed -$745K
GTT
292
DELISTED
GTT Communications, Inc.
GTT
– –
-319,119
Closed -$5.9M
MDVN
293
DELISTED
MEDIVATION, INC.
MDVN
– –
-100,790
Closed -$6.28M
FNSR
294
DELISTED
Finisar Corp
FNSR
– –
-89,620
Closed -$1.57M
8 9 10 11
12

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Penn Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Penn Capital Management held 329 positions worth $1.47B, down 16% from $1.76B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $411M in Q3 2016, closing 41 positions and reducing 154 holdings. Its most notable exit was SAGENT PHARMACEUTICALS INC COM STK (DE), an estimated $27.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Penn Capital Management opened a new position in Dynegy, Inc. worth $8.76M.

  • Penn Capital Management's largest Q3 2016 buy was Dynegy, Inc.: 706,709 shares worth $8.76M.
  • Penn Capital Management added most to Enviri in Q3 2016, an estimated $9.8M increase.
  • Penn Capital Management's biggest Q3 2016 reduction was Burlington, cutting an estimated $18.3M.
  • Penn Capital Management fully exited SAGENT PHARMACEUTICALS INC COM STK (DE) in Q3 2016, selling an estimated $27.7M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.47B portfolio in Q3 2016.
  • Penn Capital Management opened 47 new positions and closed 41 in Q3 2016.
  • Penn Capital Management's portfolio value fell 16% quarter-over-quarter to $1.47B.

Based on Penn Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.