We are live on ! Find out more
PCM

Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+7.2%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.37B
AUM Growth
+$24M
Cap. Flow
-$68.6M
Cap. Flow %
-5.01%
Top 10 Hldgs %
14.49%
Holding
298
New
31
Increased
105
Reduced
98
Closed
31

Top Buys

Rank Stock Value
1
STL
Sterling Bancorp
STL
+$12.1M
2
CARB
Carbonite Inc
CARB
+$10M
3
VNTR
Venator Materials PLC
VNTR
+$9.82M
4
AMC icon
AMC Entertainment Holdings
AMC
+$9.18M
5
AJRD
Aerojet Rocketdyne Holdings
AJRD
+$8.06M

Top Sells

Rank Stock Value
1
MRCY icon
Mercury Systems
MRCY
+$13.5M
2
GWR
Genesee & Wyoming Inc.
GWR
+$12.9M
3
PNFP icon
Pinnacle Financial Partners Inc
PNFP
+$12.8M
4
AAMI
Acadian Asset Management
AAMI
+$11.9M
5
FCB
FCB Financial Holdings, Inc.
FCB
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 17.17%
2 Industrials 15.51%
3 Consumer Discretionary 12.2%
4 Communication Services 10.36%
5 Technology 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEAC
251
DELISTED
Seachange International Inc
SEAC
– –
-10,450
Closed -$556K
MTOR
252
DELISTED
MERITOR, Inc.
MTOR
– –
-20,894
Closed -$347K
XENT
253
DELISTED
Intersect ENT, Inc
XENT
– –
-27,181
Closed -$760K
APEX
254
DELISTED
Apex Global Brands Inc. Common Stock
APEX
– –
-17,224
Closed -$3.59M
ROSEW
255
DELISTED
Rosehill Resources Inc.
ROSEW
– –
-229,378
Closed -$252K
SRCI
256
DELISTED
SRC Energy Inc
SRCI
– –
-27,638
Closed -$186K
CRZO
257
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-22,489
Closed -$392K
EMES
258
DELISTED
Emerge Energy Services LP
EMES
– –
-199,144
Closed -$1.79M
KONA
259
DELISTED
Kona Grill, Inc.
KONA
– –
-430,838
Closed -$1.59M
ELLI
260
DELISTED
Ellie Mae Inc
ELLI
– –
-72,793
Closed -$8M
BOJA
261
DELISTED
Bojangles', Inc. Common Stock
BOJA
– –
-226,906
Closed -$3.69M
FCB
262
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-224,124
Closed -$10.7M
LQ
263
DELISTED
La Quinta Holdings Inc.
LQ
– –
-131,066
Closed -$2.02M
CALD
264
DELISTED
Callidus Software, Inc.
CALD
– –
-186,473
Closed -$4.51M
BBG
265
DELISTED
Bill Barrett Corp
BBG
– –
-448,324
Closed -$1.38M
SGBK
266
DELISTED
Stonegate Bank
SGBK
– –
-55,586
Closed -$2.57M
SHOR
267
DELISTED
ShoreTel, Inc.
SHOR
– –
-876,508
Closed -$5.08M
WLL
268
DELISTED
Whiting Petroleum Corporation
WLL
– –
-690
Closed -$1.15M
7 8 9 10
11

Similar funds

LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
FDCP
Foster Dykema Cabot & Partners Waltham, Massachusetts $1.57B AUM 20.41% 1-Year Est. Return
APF
Alaska Permanent Fund Juneau, Alaska $1.57B AUM 15.23% 1-Year Est. Return
LCM
Lakewood Capital Management New York $1.58B AUM 0.92% 1-Year Est. Return
SS
Sunbelt Securities Houston, Texas $1.58B AUM 28.96% 1-Year Est. Return
DG
DigitalBridge Group Boca Raton, Florida $1.58B AUM 62.54% 1-Year Est. Return
NCL
Nishkama Capital LLC Dorado, Puerto Rico $1.58B AUM 123.32% 1-Year Est. Return
VNT
Vanguard National Trust Malvern, Pennsylvania $1.59B AUM

Penn Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Penn Capital Management held 298 positions worth $1.37B, up 1.8% from $1.34B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $68.6M in Q3 2017, closing 31 positions and reducing 98 holdings. Its most notable exit was Acadian Asset Management, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Penn Capital Management opened a new position in Sterling Bancorp worth $13.2M.

  • Penn Capital Management's largest Q3 2017 buy was Sterling Bancorp: 529,267 shares worth $13.2M.
  • Penn Capital Management added most to Stagwell in Q3 2017, an estimated $6.76M increase.
  • Penn Capital Management's biggest Q3 2017 reduction was Mercury Systems, cutting an estimated $13.5M.
  • Penn Capital Management fully exited Acadian Asset Management in Q3 2017, selling an estimated $11.9M.
  • Penn Capital Management's ten largest holdings make up 14% of its $1.37B portfolio in Q3 2017.
  • Penn Capital Management opened 31 new positions and closed 31 in Q3 2017.
  • Penn Capital Management's portfolio value rose 1.8% quarter-over-quarter to $1.37B.

Based on Penn Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.