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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVC icon
251
Entravision Communication
EVC
$1.06B
$543K 0.02%
+92,033
New +$533K
CLMS
252
DELISTED
Calamos Asset Management, Inc.
CLMS
$538K 0.02%
+53,834
New +$562K
CMLS
253
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$529K 0.02%
+12,474
New +$455K
TYPE
254
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$527K 0.02%
18,383
-8,051
-30% -$211K
POWR
255
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$498K 0.02%
+31,027
New +$489K
FLL icon
256
Full House Resorts
FLL
$82.3M
$479K 0.02%
172,141
-43,561
-20% -$120K
APP
257
DELISTED
AMERICAN APPAREL INC COM
APP
$397K 0.02%
305,090
-71,427
-19% -$120K
IWR icon
258
iShares Russell Mid-Cap ETF
IWR
$57.3B
$376K 0.02%
10,804
-8,180
-43% -$279K
IWM icon
259
iShares Russell 2000 ETF
IWM
$83.1B
$358K 0.01%
3,359
-1,480
-31% -$153K
FC icon
260
Franklin Covey
FC
$247M
$340K 0.01%
+18,966
New +$304K
PVA
261
DELISTED
PENN VIRGINIA CORP
PVA
$333K 0.01%
+50,068
New +$261K
BEE
262
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$87K ﹤0.01%
10,000
– –
REN
263
DELISTED
Resolute Energy Corporaton
REN
$84K ﹤0.01%
2,000
– –
UONEK icon
264
Urban One Class D
UONEK
$24.2M
$40K ﹤0.01%
+1,500
New +$35.2K
DCH
265
Dauch Corp
DCH
$1.41B
– –
-54,871
Closed -$1.02M
BAC.PRL icon
266
Bank of America Series L
BAC.PRL
$3.98B
– –
-10,678
Closed -$11.8M
BKD icon
267
Brookdale Senior Living
BKD
$3.39B
– –
-378,575
Closed -$10M
CE icon
268
Celanese
CE
$4.94B
– –
-161,629
Closed -$7.24M
CLW icon
269
Clearwater Paper
CLW
$369M
– –
-122,079
Closed -$5.75M
COTY icon
270
Coty
COTY
$2.55B
– –
-84,200
Closed -$1.45M
DBI icon
271
Designer Brands
DBI
$337M
– –
-508,012
Closed -$18.7M
DK icon
272
Delek US
DK
$4.01B
– –
-189,217
Closed -$5.45M
DKS icon
273
Dick's Sporting Goods
DKS
$18B
– –
-51,053
Closed -$2.56M
GBX icon
274
The Greenbrier Companies
GBX
$1.55B
– –
-41,930
Closed -$1.02M
HOMB icon
275
Home BancShares
HOMB
$6.33B
– –
-276,102
Closed -$3.58M
9 10
11
12 13

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Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.