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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.47B
AUM Growth
-$285M
Cap. Flow
-$411M
Cap. Flow %
-27.93%
Top 10 Hldgs %
12.84%
Holding
329
New
47
Increased
53
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$10M
2
NVRI icon
Enviri
NVRI
+$9.8M
3
GIII icon
G-III Apparel Group
GIII
+$9.76M
4
EXPR
Express, Inc.
EXPR
+$9.58M
5
FIVE icon
Five Below
FIVE
+$8.39M

Top Sells

Rank Stock Value
1
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$27.7M
2
BURL icon
Burlington
BURL
+$18.3M
3
BKU icon
Bankunited
BKU
+$17.7M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$16.9M
5
ROG icon
Rogers Corp
ROG
+$16.7M

Sector Composition

Rank Sector Weight
1 Industrials 14.1%
2 Consumer Discretionary 13.91%
3 Financials 13.71%
4 Technology 13.61%
5 Communication Services 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTOR
226
DELISTED
MERITOR, Inc.
MTOR
$398K 0.03%
+35,792
New +$348K
HAL icon
227
Halliburton
HAL
$26.6B
$389K 0.03%
8,663
-549
-6% -$24K
SM icon
228
SM Energy
SM
$7.44B
$373K 0.03%
+9,679
New +$310K
HK
229
DELISTED
Halcon Resources Corporation
HK
$372K 0.03%
+39,689
New +$466K
BHC icon
230
Bausch Health
BHC
$2.57B
$367K 0.02%
+14,954
New +$387K
HLX icon
231
Helix Energy Solutions
HLX
$1.38B
$363K 0.02%
+44,644
New +$338K
BCC icon
232
Boise Cascade
BCC
$2.96B
$358K 0.02%
14,100
-19,000
-57% -$488K
CTRA
233
DELISTED
Coterra Energy
CTRA
$356K 0.02%
13,811
+248
+2% +$6.2K
NBR icon
234
Nabors Industries
NBR
$1.25B
$347K 0.02%
571
-25
-4% -$12.3K
AR icon
235
Antero Resources
AR
$11B
$346K 0.02%
12,824
+267
+2% +$7.11K
MCF
236
DELISTED
Contango Oil & Gas Co.
MCF
$344K 0.02%
+33,637
New +$346K
PQ
237
DELISTED
Petroquest Energy Inc Wd
PQ
$312K 0.02%
+90,099
New +$249K
KEX icon
238
Kirby Corp
KEX
$7.03B
$310K 0.02%
4,984
-46,120
-90% -$2.65M
NFX
239
DELISTED
Newfield Exploration
NFX
$292K 0.02%
6,713
-51,449
-88% -$2.26M
WLL
240
DELISTED
Whiting Petroleum Corporation
WLL
$288K 0.02%
+110
New +$258K
ENDP
241
DELISTED
Endo International plc
ENDP
$248K 0.02%
+12,307
New +$245K
IWM icon
242
iShares Russell 2000 ETF
IWM
$82.1B
$226K 0.02%
+1,817
New +$221K
FMSA
243
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$226K 0.02%
+26,673
New +$198K
BHI
244
DELISTED
Baker Hughes
BHI
$214K 0.01%
+4,247
New +$204K
PXD
245
DELISTED
Pioneer Natural Resource Co.
PXD
$212K 0.01%
1,141
-1,359
-54% -$231K
CRK icon
246
Comstock Resources
CRK
$3.86B
$191K 0.01%
+24,974
New +$138K
REXX
247
DELISTED
Rex Energy Corporation
REXX
$188K 0.01%
+32,200
New +$190K
UONEK icon
248
Urban One Class D
UONEK
$21.8M
$167K 0.01%
5,506
-749
-12% -$24.1K
DWSN icon
249
Dawson Geophysical
DWSN
$146M
$158K 0.01%
+21,747
New +$155K
SDPI
250
DELISTED
Superior Drilling Products Inc.
SDPI
$142K 0.01%
+150,000
New +$196K
8 9
10
11 12

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Penn Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Penn Capital Management held 329 positions worth $1.47B, down 16% from $1.76B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $411M in Q3 2016, closing 41 positions and reducing 154 holdings. Its most notable exit was SAGENT PHARMACEUTICALS INC COM STK (DE), an estimated $27.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Penn Capital Management opened a new position in Dynegy, Inc. worth $8.76M.

  • Penn Capital Management's largest Q3 2016 buy was Dynegy, Inc.: 706,709 shares worth $8.76M.
  • Penn Capital Management added most to Enviri in Q3 2016, an estimated $9.8M increase.
  • Penn Capital Management's biggest Q3 2016 reduction was Burlington, cutting an estimated $18.3M.
  • Penn Capital Management fully exited SAGENT PHARMACEUTICALS INC COM STK (DE) in Q3 2016, selling an estimated $27.7M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.47B portfolio in Q3 2016.
  • Penn Capital Management opened 47 new positions and closed 41 in Q3 2016.
  • Penn Capital Management's portfolio value fell 16% quarter-over-quarter to $1.47B.

Based on Penn Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.