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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MM
226
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$1.3M 0.05%
+184,610
New +$1.49M
CALD
227
DELISTED
Callidus Software, Inc.
CALD
$1.26M 0.05%
137,414
-554,002
-80% -$4.18M
INN
228
Summit Hotel Properties
INN
$748M
$1.14M 0.05%
123,858
-11,491
-8% -$111K
SRCI
229
DELISTED
SRC Energy Inc
SRCI
$1.08M 0.05%
111,135
+4,369
+4% +$36.5K
BAS
230
DELISTED
Basis Energy Services, Inc.
BAS
$1.07M 0.04%
148
+20
+16% +$145K
MWA icon
231
Mueller Water Products
MWA
$4.07B
$1.05M 0.04%
131,437
-86,684
-40% -$668K
RP
232
DELISTED
RealPage, Inc.
RP
$1.05M 0.04%
+45,344
New +$950K
DFBG
233
DELISTED
Differential Brands Group Inc
DFBG
$868K 0.04%
27,032
-16,671
-38% -$652K
CNTY icon
234
Century Casinos
CNTY
$36.3M
$864K 0.04%
151,120
-197,284
-57% -$898K
OIG
235
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$853K 0.04%
3,697
-892
-19% -$202K
MTN icon
236
Vail Resorts
MTN
$5.31B
$852K 0.04%
12,275
– –
ALTV
237
DELISTED
Alteva
ALTV
$851K 0.04%
+109,500
New +$928K
PRO
238
DELISTED
PROS Holdings
PRO
$825K 0.03%
24,136
-10,333
-30% -$335K
EXXI
239
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$817K 0.03%
+27,063
New +$726K
LORL
240
DELISTED
Loral Space and Communications, Inc.
LORL
$806K 0.03%
11,898
-1,032
-8% -$66.9K
FRGI
241
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$793K 0.03%
+21,051
New +$713K
PFPT
242
DELISTED
Proofpoint, Inc.
PFPT
$692K 0.03%
21,535
-83,150
-79% -$2.34M
NRF
243
DELISTED
NorthStar Realty Finance Corp.
NRF
$656K 0.03%
35,974
-23,481
-39% -$428K
ATHL
244
DELISTED
ATHLON ENERGY INC COM
ATHL
$655K 0.03%
+20,018
New +$584K
BDBD
245
DELISTED
BOULDER BRANDS INC
BDBD
$639K 0.03%
+39,834
New +$605K
DCIN
246
DELISTED
DIGITAL CINEMA DESTINATIONS CORP CL A COM STK (DE)
DCIN
$638K 0.03%
104,750
– –
BBG
247
DELISTED
Bill Barrett Corp
BBG
$614K 0.03%
24,454
-36,386
-60% -$818K
STKL
248
DELISTED
SunOpta
STKL
$604K 0.03%
62,106
-340,188
-85% -$3.01M
CSTE icon
249
Caesarstone
CSTE
$78.1M
$597K 0.02%
13,080
-220,721
-94% -$8.35M
HPY
250
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$560K 0.02%
+14,100
New +$542K
8 9
10
11 12

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Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.