PenderFund Capital Management’s Advent Convertible and Income Fund AVK Stock Holding History

PenderFund Capital Management’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-1,027	Closed	-$15K	–	65
2018 Q1	$15K	Buy	+1,027	New	+$15.7K	0.01%	71

Other funds holding AVK

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return

Laurion Capital Management New York $3.9B AUM 75.03% 1-Year Est. Return

PenderFund Capital Management's AVK Position: Q2 2018 in Review

PenderFund Capital Management sold out of Advent Convertible and Income Fund (AVK) in Q2 2018, closing a stake of 1,027 shares — an estimated $15K sold.

PenderFund Capital Management first reported a position in AVK in Q1 2018 and held it in 1 quarter. The position peaked at $15K in Q1 2018. 55 funds tracked by Wall St. Rank hold AVK as of Q2 2018.

PenderFund Capital Management reported no remaining Advent Convertible and Income Fund position as of Q2 2018 after selling out during the quarter.
PenderFund Capital Management sold 1,027 Advent Convertible and Income Fund shares in Q2 2018, an estimated $15K.
PenderFund Capital Management first reported a position in Advent Convertible and Income Fund in Q1 2018 and held it in 1 quarter.
PenderFund Capital Management's Advent Convertible and Income Fund position peaked at $15K in Q1 2018.
55 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q2 2018.

Based on PenderFund Capital Management's 13F filing for Q2 2018, filed 17 Jul 2018.