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PFA

Peak Financial Advisors Portfolio holdings

AUM $242M
1-Year Est. Return 19.63%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+19.63%
3 Year Est. Return
+40.14%
5 Year Est. Return
+54.65%
10 Year Est. Return
–
AUM
$130M
AUM Growth
+$16M
Cap. Flow
+$10.3M
Cap. Flow %
7.93%
Top 10 Hldgs %
47.35%
Holding
93
New
25
Increased
39
Reduced
11
Closed
15

Top Buys

Rank Stock Value
1
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$8.29M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$6.05M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$5.86M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.91M
5
ITB icon
iShares US Home Construction ETF
ITB
+$2.86M

Top Sells

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$9.15M
2
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$7.66M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$7.54M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.56M
5
GIL icon
Gildan
GIL
+$2.09M

Sector Composition

Rank Sector Weight
1 Financials 8.34%
2 Real Estate 7.94%
3 Consumer Discretionary 6.33%
4 Healthcare 6.01%
5 Energy 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
76
Hercules Capital
HTGC
$3.07B
$174K 0.13%
+10,475
New +$178K
MFIC icon
77
MidCap Financial Investment
MFIC
$787M
$164K 0.13%
12,833
+2,521
+24% +$33.1K
SOTK icon
78
Sono-Tek
SOTK
$81.3M
$112K 0.09%
15,100
-5,000
-25% -$31.1K
BBBY
79
Bed Bath & Beyond
BBBY
$481M
– –
-16,132
Closed -$1.14M
EDEN icon
80
iShares MSCI Denmark ETF
EDEN
$204M
– –
-2,592
Closed -$278K
EWD icon
81
iShares MSCI Sweden ETF
EWD
$546M
– –
-6,126
Closed -$275K
EWO icon
82
iShares MSCI Austria ETF
EWO
$178M
– –
-9,425
Closed -$234K
EWW icon
83
iShares MSCI Mexico ETF
EWW
$1.92B
– –
-38,046
Closed -$1.84M
FEZ icon
84
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
– –
-169,018
Closed -$7.66M
FISV
85
Fiserv Inc
FISV
$28.8B
– –
-17,130
Closed -$1.86M
FPE icon
86
First Trust Preferred Securities and Income ETF
FPE
$6.32B
– –
-445,513
Closed -$9.15M
GIL icon
87
Gildan
GIL
$10.3B
– –
-57,277
Closed -$2.09M
KBWY icon
88
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
– –
-12,160
Closed -$281K
KSA icon
89
iShares MSCI Saudi Arabia ETF
KSA
$623M
– –
-8,132
Closed -$340K
MO icon
90
Altria Group
MO
$114B
– –
-8,797
Closed -$400K
PCT icon
91
PureCycle Technologies
PCT
$1.28B
– –
-37,269
Closed -$495K
PDBC icon
92
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
– –
-358,099
Closed -$7.54M
XLV icon
93
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
– –
-20,100
Closed -$2.56M
1 2 3
4

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TTA
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Peak Financial Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Peak Financial Advisors held 93 positions worth $130M, up 14% from $114M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Peak Financial Advisors deployed $10.3M of net new capital in Q4 2021, opening 25 new positions and adding to 39 existing holdings. Its largest new stake was Goldman Sachs ActiveBeta International Equity ETF: 237,153 shares worth $8.36M.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, up from 5.2% a quarter earlier, followed by Real Estate and Consumer Discretionary.

On the sell side, the largest reduction was AdvisorShares Pure US Cannabis ETF, an estimated $915K trimmed.

  • Peak Financial Advisors's largest Q4 2021 buy was Goldman Sachs ActiveBeta International Equity ETF: 237,153 shares worth $8.36M.
  • Peak Financial Advisors added most to State Street Blackstone Senior Loan ETF in Q4 2021, an estimated $6.05M increase.
  • Peak Financial Advisors's biggest Q4 2021 reduction was AdvisorShares Pure US Cannabis ETF, cutting an estimated $915K.
  • Peak Financial Advisors fully exited First Trust Preferred Securities and Income ETF in Q4 2021, selling an estimated $9.15M.
  • Peak Financial Advisors's ten largest holdings make up 47% of its $130M portfolio in Q4 2021.
  • Peak Financial Advisors opened 25 new positions and closed 15 in Q4 2021.
  • Peak Financial Advisors's portfolio value rose 14% quarter-over-quarter to $130M.

Based on Peak Financial Advisors's 13F filing for Q4 2021, filed 19 Jan 2022.