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PFA
Peak Financial Advisors Portfolio holdings
AUM
$242M
1-Year Est. Return
19.63%
This Fund
S&P 500
This Quarter
Est. Return
+8.72%
1 Year Est. Return
+19.63%
3 Year Est. Return
+40.14%
5 Year Est. Return
+54.65%
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$57.1M
(+62%)
Cap. Flow
+$48.5M
Cap. Flow
% of AUM
32.4%
Top 10 Holdings %
Top 10 Hldgs %
44.84%
Holding
77
New
25
Increased
32
Reduced
9
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Zoetis
ZTS
|
+$2.49M |
| 2 |
Cisco
CSCO
|
+$2.48M |
| 3 |
AbbVie
ABBV
|
+$2.4M |
| 4 |
Deere & Co
DE
|
+$2.39M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$2.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lifestance Health
LFST
|
+$1.99M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$1.93M |
| 3 |
Simplify Enhanced Income ETF
HIGH
|
+$731K |
| 4 |
Global X Uranium ETF
URA
|
+$675K |
| 5 |
DOC
PHYSICIANS REALTY TRUST
DOC
|
+$340K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.73% |
| 2 | Technology | 13.97% |
| 3 | Industrials | 10.47% |
| 4 | Consumer Discretionary | 7% |
| 5 | Healthcare | 5.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Simplify Enhanced Income ETF
HIGH
$62.7M
| $11.2M | 7.5% |
457,094
-29,553
| -6% | -$731K |
|
2
Simplify Short Term Treasury Futures Strategy ETF
TUA
$526M
| $10.3M | 6.9% |
445,615
-5,968
| -1% | -$133K |
|
3
SPDR Gold MiniShares Trust
GLDM
$31.5B
| $9.06M | 6.06% |
221,467
+1,243
| +0.6% | +$48.7K |
|
4
Simplify Volatility Premium ETF
SVOL
$530M
| $6M | 4.01% |
263,179
+72,543
| +38% | +$1.64M |
|
5
iShares MSCI India ETF
INDA
$6.45B
| $5.94M | 3.97% |
121,748
+2,408
| +2% | +$110K |
|
6
JPMorgan BetaBuilders Japan ETF
BBJP
$19.6B
| $5.61M | 3.75% |
106,800
+188
| +0.2% | +$9.55K |
|
7
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.9B
| $5.32M | 3.56% |
183,328
+13,798
| +8% | +$367K |
|
8
Simplify Managed Futures Strategy ETF
CTA
$1.65B
| $5.21M | 3.49% |
220,945
+9,498
| +4% | +$249K |
|
9
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
| $5.02M | 3.35% |
59,112
+20,446
| +53% | +$1.59M |
|
10
Apple
AAPL
$4.84T
| $3.39M | 2.26% |
17,599
+3,603
| +26% | +$665K |
|
|
11
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
| $2.98M | 1.99% |
70,998
-45,138
| -39% | -$1.93M |
|
|
12
Zoetis
ZTS
$30.3B
| $2.78M | 1.86% |
+14,067
| New | +$2.49M |
|
13
D.R. Horton
DHI
$39.2B
| $2.76M | 1.85% |
+18,186
| New | +$2.24M |
|
14
Pultegroup
PHM
$22.8B
| $2.72M | 1.82% |
+26,383
| New | +$2.24M |
|
15
Costco
COST
$400B
| $2.71M | 1.81% |
4,112
+155
| +4% | +$91.9K |
|
16
Rockwell Automation
ROK
$46.3B
| $2.7M | 1.81% |
8,701
+731
| +9% | +$205K |
|
17
Amazon
AMZN
$2.68T
| $2.67M | 1.79% |
17,584
-1,511
| -8% | -$212K |
|
18
State Street SPDR S&P Homebuilders ETF
XHB
$1.29B
| $2.65M | 1.77% |
+27,723
| New | +$2.25M |
|
19
Corpay
CPAY
$26.8B
| $2.61M | 1.74% |
+9,224
| New | +$2.29M |
|
20
Applied Materials
AMAT
$334B
| $2.6M | 1.74% |
+16,065
| New | +$2.36M |
|
21
Lam Research
LRCX
$339B
| $2.56M | 1.71% |
+32,690
| New | +$2.23M |
|
|
22
AbbVie
ABBV
$465B
| $2.55M | 1.71% |
+16,460
| New | +$2.4M |
|
23
Canadian Natural Resources
CNQ
$106B
| $2.55M | 1.7% |
77,744
+4,660
| +6% | +$151K |
|
24
Arista Networks
ANET
$243B
| $2.54M | 1.7% |
+43,132
| New | +$2.27M |
|
|
25
Deere & Co
DE
$184B
| $2.53M | 1.69% |
+6,331
| New | +$2.39M |
|
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Peak Financial Advisors's Q4 2023 Portfolio in Review
As of Q4 2023, Peak Financial Advisors held 77 positions worth $150M, up 62% from $92.5M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Peak Financial Advisors deployed $48.5M of net new capital in Q4 2023, opening 25 new positions and adding to 32 existing holdings. Its largest new stake was Zoetis: 14,067 shares worth $2.78M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 77% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.93M trimmed.
- Peak Financial Advisors's largest Q4 2023 buy was Zoetis: 14,067 shares worth $2.78M.
- Peak Financial Advisors added most to Microsoft in Q4 2023, an estimated $1.98M increase.
- Peak Financial Advisors's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.93M.
- Peak Financial Advisors fully exited Lifestance Health in Q4 2023, selling an estimated $1.99M.
- Peak Financial Advisors's ten largest holdings make up 45% of its $150M portfolio in Q4 2023.
- Peak Financial Advisors opened 25 new positions and closed 6 in Q4 2023.
- Peak Financial Advisors's portfolio value rose 62% quarter-over-quarter to $150M.
Based on Peak Financial Advisors's 13F filing for Q4 2023, filed 10 Jan 2024.