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PFA

Peak Financial Advisors Portfolio holdings

AUM $242M
1-Year Est. Return 19.63%
This Fund
S&P 500
This Quarter Est. Return
-1.46%
1 Year Est. Return
+19.63%
3 Year Est. Return
+40.14%
5 Year Est. Return
+54.65%
10 Year Est. Return
–
AUM
$92.5M
AUM Growth
-$34.9M
Cap. Flow
-$32.5M
Cap. Flow %
-35.16%
Top 10 Hldgs %
68.54%
Holding
78
New
10
Increased
22
Reduced
16
Closed
26

Top Buys

Rank Stock Value
1
INDA icon
iShares MSCI India ETF
INDA
+$5.28M
2
HIGH icon
Simplify Enhanced Income ETF
HIGH
+$4.98M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$4.67M
4
SVOL icon
Simplify Volatility Premium ETF
SVOL
+$4.36M
5
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$3.86M

Top Sells

Rank Stock Value
1
FIG
Simplify Macro Strategy ETF
FIG
+$5.37M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$5.02M
3
SJB icon
ProShares Short High Yield
SJB
+$4.92M
4
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$4.91M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$3.68M

Sector Composition

Rank Sector Weight
1 Industrials 3.72%
2 Energy 3.31%
3 Technology 3.23%
4 Consumer Staples 3.06%
5 Healthcare 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIGH icon
1
Simplify Enhanced Income ETF
HIGH
$68.9M
$12.1M 13.09%
486,647
+198,974
+69% +$4.98M
TUA icon
2
Simplify Short Term Treasury Futures Strategy ETF
TUA
$696M
$9.86M 10.66%
451,583
+172,864
+62% +$3.86M
GLDM icon
3
SPDR Gold MiniShares Trust
GLDM
$27.5B
$8.07M 8.73%
220,224
+82,479
+60% +$3.15M
CTA icon
4
Simplify Managed Futures Strategy ETF
CTA
$1.56B
$5.83M 6.3%
211,447
-56,793
-21% -$1.48M
BBJP icon
5
JPMorgan BetaBuilders Japan ETF
BBJP
$17.5B
$5.36M 5.79%
106,612
+28,781
+37% +$1.48M
INDA icon
6
iShares MSCI India ETF
INDA
$6.89B
$5.28M 5.7%
+119,340
New +$5.28M
XLE icon
7
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$5.25M 5.67%
116,136
+106,666
+1,126% +$4.67M
SPTL icon
8
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$4.43M 4.79%
169,530
-61,377
-27% -$1.73M
SVOL icon
9
Simplify Volatility Premium ETF
SVOL
$521M
$4.29M 4.64%
+190,636
New +$4.36M
MOAT icon
10
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$2.93M 3.17%
38,666
-63,062
-62% -$5.02M
URA icon
11
Global X Uranium ETF
URA
$5.42B
$2.45M 2.65%
90,776
+2,293
+3% +$53.9K
AMZN icon
12
Amazon
AMZN
$2.92T
$2.43M 2.62%
19,095
+3,223
+20% +$432K
AAPL icon
13
Apple
AAPL
$4.54T
$2.4M 2.59%
13,996
+1,629
+13% +$299K
CNQ icon
14
Canadian Natural Resources
CNQ
$99.4B
$2.36M 2.55%
73,084
+9,840
+16% +$301K
ROK icon
15
Rockwell Automation
ROK
$53.4B
$2.28M 2.46%
7,970
+87
+1% +$26.9K
COST icon
16
Costco
COST
$422B
$2.24M 2.42%
3,957
-535
-12% -$295K
LFST icon
17
Lifestance Health
LFST
$4B
$1.99M 2.15%
289,080
+11,485
+4% +$93.1K
ILF icon
18
iShares Latin America 40 ETF
ILF
$3.85B
$1.59M 1.71%
+62,014
New +$1.66M
XLK icon
19
State Street Technology Select Sector SPDR ETF
XLK
$115B
$917K 0.99%
11,192
+7,844
+234% +$673K
XLC icon
20
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$580K 0.63%
8,848
-22,067
-71% -$1.47M
EMXC icon
21
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.5B
$540K 0.58%
10,829
-70,841
-87% -$3.68M
SSRM icon
22
SSR Mining
SSRM
$5.32B
$438K 0.47%
32,970
– –
SPYM
23
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$415K 0.45%
8,263
-2,607
-24% -$136K
MO icon
24
Altria Group
MO
$114B
$380K 0.41%
9,030
+589
+7% +$26K
CODI icon
25
Compass Diversified
CODI
$758M
$370K 0.4%
19,727
+2,170
+12% +$45.6K
1
2 3 4

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TPF
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TTA
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Peak Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Peak Financial Advisors held 78 positions worth $92.5M, down 27% from $127M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Peak Financial Advisors withdrew a net $32.5M in Q3 2023, closing 26 positions and reducing 16 holdings. Its most notable exit was Simplify Macro Strategy ETF, an estimated $5.37M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 3.7% of assets, down from 4.2% a quarter earlier, followed by Energy and Technology.

Against the trend, Peak Financial Advisors opened a new position in iShares MSCI India ETF worth $5.28M.

  • Peak Financial Advisors's largest Q3 2023 buy was iShares MSCI India ETF: 119,340 shares worth $5.28M.
  • Peak Financial Advisors added most to Simplify Enhanced Income ETF in Q3 2023, an estimated $4.98M increase.
  • Peak Financial Advisors's biggest Q3 2023 reduction was VanEck Morningstar Wide Moat ETF, cutting an estimated $5.02M.
  • Peak Financial Advisors fully exited Simplify Macro Strategy ETF in Q3 2023, selling an estimated $5.37M.
  • Peak Financial Advisors's ten largest holdings make up 69% of its $92.5M portfolio in Q3 2023.
  • Peak Financial Advisors opened 10 new positions and closed 26 in Q3 2023.
  • Peak Financial Advisors's portfolio value fell 27% quarter-over-quarter to $92.5M.

Based on Peak Financial Advisors's 13F filing for Q3 2023, filed 10 Oct 2023.