Pathstone Family Office’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

Pathstone Family Office’s Portfolio SUNS Stock Details SUNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-3,141	Closed	-$48K	–	284
2014 Q3	$48K	Hold	3,141	–	–	0.15%	54
2014 Q2	$53K	Hold	3,141	–	–	0.15%	36
2014 Q1	$54K	Hold	3,141	–	–	0.14%	38
2013 Q4	$57K	Hold	3,141	–	–	0.12%	41
2013 Q3	$57K	Hold	3,141	–	–	0.25%	67
2013 Q2	$58K	Buy	+3,141	New	+$59.2K	0.07%	86

Other funds holding SUNS

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

DCM

Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Pathstone Family Office's SUNS Position: Q4 2014 in Review

Pathstone Family Office sold out of SLR Senior Investment Corp. Common Stock (SUNS) in Q4 2014, closing a stake of 3,141 shares — an estimated $48K sold.

Pathstone Family Office first reported a position in SUNS in Q2 2013 and held it in 6 quarters. The position peaked at $58K in Q2 2013. 39 funds tracked by Wall St. Rank hold SUNS as of Q4 2014.

Pathstone Family Office reported no remaining SLR Senior Investment Corp. Common Stock position as of Q4 2014 after selling out during the quarter.
Pathstone Family Office sold 3,141 SLR Senior Investment Corp. Common Stock shares in Q4 2014, an estimated $48K.
Pathstone Family Office first reported a position in SLR Senior Investment Corp. Common Stock in Q2 2013 and held it in 6 quarters.
Pathstone Family Office's SLR Senior Investment Corp. Common Stock position peaked at $58K in Q2 2013.
39 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q4 2014.

Based on Pathstone Family Office's 13F filing for Q4 2014, filed 6 Feb 2015.