PP
LRFC

Paloma Partners’s Logan Ridge Finance Corp LRFC Stock Holding History

Paloma Partners’s Portfolio LRFC Stock Details LRFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-2,868
Closed -$325K – 1183
2014
Q2 		$325K Buy
+2,868
New +$319K 0.01% 771

Other funds holding LRFC

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
K
Kemper Chicago, Illinois $1.2M AUM 20.64% 1-Year Est. Return
TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AR
Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return
SMDAM
Sumitomo Mitsui DS Asset Management Tokyo, Japan $12.4B AUM 25.9% 1-Year Est. Return
RIM
Regent Investment Management Louisville, Kentucky $373M AUM 10.22% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
PLFAM
Pineno Levin & Ford Asset Management Richmond, Virginia $340M AUM 24.79% 1-Year Est. Return

Paloma Partners's LRFC Position: Q3 2014 in Review

Paloma Partners sold out of Logan Ridge Finance Corp (LRFC) in Q3 2014, closing a stake of 2,868 shares — an estimated $325K sold.

Paloma Partners first reported a position in LRFC in Q2 2014 and held it in 1 quarter. The position peaked at $325K in Q2 2014. 32 funds tracked by Wall St. Rank hold LRFC as of Q3 2014.

  • Paloma Partners reported no remaining Logan Ridge Finance Corp position as of Q3 2014 after selling out during the quarter.
  • Paloma Partners sold 2,868 Logan Ridge Finance Corp shares in Q3 2014, an estimated $325K.
  • Paloma Partners first reported a position in Logan Ridge Finance Corp in Q2 2014 and held it in 1 quarter.
  • Paloma Partners's Logan Ridge Finance Corp position peaked at $325K in Q2 2014.
  • 32 funds tracked by Wall St. Rank held Logan Ridge Finance Corp as of Q3 2014.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.