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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
+10.4%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$163M
AUM Growth
-$108M
Cap. Flow
-$101M
Cap. Flow %
-61.79%
Top 10 Hldgs %
41.68%
Holding
118
New
31
Increased
15
Reduced
18
Closed
47

Top Buys

Rank Stock Value
1
CCC.U
Churchill Capital Corp
CCC.U
+$3.54M
2
CRM icon
Salesforce
CRM
+$2.97M
3
LOW icon
Lowe's Companies
LOW
+$2.71M
4
SIX
Six Flags Entertainment Corp.
SIX
+$2.46M
5
ACEL icon
Accel Entertainment
ACEL
+$2.4M

Top Sells

Rank Stock Value
1
FSACW
Federal Street Acquisition Corp. Warrant
FSACW
+$21.5M
2
MPACW
Matlin & Partners Acquisition Corporation
MPACW
+$11.9M
3
FG.WS
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
+$10.9M
4
IPOA.U
Social Capital Hedosophia Holdings Corp.
IPOA.U
+$8.11M
5
GTYHW
GTY Technology Holdings, Inc. Warrants
GTYHW
+$6.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.91%
2 Consumer Discretionary 16.04%
3 Technology 6.87%
4 Communication Services 6.07%
5 Industrials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AABA
101
DELISTED
Altaba Inc
AABA
– –
-25,000
Closed -$1.83M
TBRGU
102
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-160,000
Closed -$1.6M
HYACU
103
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
– –
-50,000
Closed -$506K
HYACW
104
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
– –
-12,799
Closed -$125K
GTYHW
105
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
-644,241
Closed -$6.51M
GTYHU
106
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
– –
-161,355
Closed -$1.73M
FSAC
107
DELISTED
Federal Street Acquisition Corp. Common Stock
FSAC
– –
-90,000
Closed -$882K
FSACW
108
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
– –
-2,193,674
Closed -$21.5M
FSACU
109
DELISTED
Federal Street Acquisition Corp. Unit
FSACU
– –
-187,525
Closed -$1.92M
MPACW
110
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
-1,109,988
Closed -$11.9M
KAACU
111
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
– –
-51,284
Closed -$533K
HCAC.WS
112
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
– –
-144,508
Closed -$1.47M
GSHTU
113
DELISTED
Gores Holdings II, Inc. Units
GSHTU
– –
-294,761
Closed -$3.16M
TPGE.WS
114
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
– –
-604,471
Closed -$6M
MACQW
115
DELISTED
M I Acquisitions, Inc. Warrant
MACQW
– –
-34,700
Closed -$364K
FNTEW
116
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
– –
-134,039
Closed -$1.34M
WSCWW
117
DELISTED
WillScot Corporation Warrant
WSCWW
– –
-229,700
Closed -$519K
MPACU
118
DELISTED
Matlin & Partners Acquisition Corporation Units
MPACU
– –
-21,805
Closed -$229K
1 2 3 4
5

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SGS
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TCM
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ACM
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HMPV
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LPC
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CCM
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CAM
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Pacific Grove Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Pacific Grove Capital held 118 positions worth $163M, down 40% from $271M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pacific Grove Capital withdrew a net $101M in Q3 2018, closing 47 positions and reducing 18 holdings. Its most notable exit was Federal Street Acquisition Corp. Warrant, an estimated $21.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, down from 70% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Pacific Grove Capital opened a new position in Churchill Capital Corp worth $3.55M.

  • Pacific Grove Capital's largest Q3 2018 buy was Churchill Capital Corp: 350,000 shares worth $3.55M.
  • Pacific Grove Capital added most to Lowe's Companies in Q3 2018, an estimated $2.71M increase.
  • Pacific Grove Capital's biggest Q3 2018 reduction was Caesars Entertainment Corporation, cutting an estimated $3.89M.
  • Pacific Grove Capital fully exited Federal Street Acquisition Corp. Warrant in Q3 2018, selling an estimated $21.5M.
  • Pacific Grove Capital's ten largest holdings make up 42% of its $163M portfolio in Q3 2018.
  • Pacific Grove Capital opened 31 new positions and closed 47 in Q3 2018.
  • Pacific Grove Capital's portfolio value fell 40% quarter-over-quarter to $163M.

Based on Pacific Grove Capital's 13F filing for Q3 2018, filed 14 Nov 2018.