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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
+10.4%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$163M
AUM Growth
-$108M
Cap. Flow
-$101M
Cap. Flow %
-61.79%
Top 10 Hldgs %
41.68%
Holding
118
New
31
Increased
15
Reduced
18
Closed
47

Top Buys

Rank Stock Value
1
CCC.U
Churchill Capital Corp
CCC.U
+$3.54M
2
CRM icon
Salesforce
CRM
+$2.97M
3
LOW icon
Lowe's Companies
LOW
+$2.71M
4
SIX
Six Flags Entertainment Corp.
SIX
+$2.46M
5
ACEL icon
Accel Entertainment
ACEL
+$2.4M

Top Sells

Rank Stock Value
1
FSACW
Federal Street Acquisition Corp. Warrant
FSACW
+$21.5M
2
MPACW
Matlin & Partners Acquisition Corporation
MPACW
+$11.9M
3
FG.WS
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
+$10.9M
4
IPOA.U
Social Capital Hedosophia Holdings Corp.
IPOA.U
+$8.11M
5
GTYHW
GTY Technology Holdings, Inc. Warrants
GTYHW
+$6.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.91%
2 Consumer Discretionary 16.04%
3 Technology 6.87%
4 Communication Services 6.07%
5 Industrials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIG.RT
51
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$1.03M 0.64%
104,047
– –
CZR
52
CALL
DELISTED
Caesars Entertainment Corporation
CZR
$1.02M 0.63%
+100,000
New +$1.05M
TZACU
53
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$1.01M 0.62%
+100,000
New +$1.01M
URI icon
54
United Rentals
URI
$62B
$818K 0.5%
+5,000
New +$778K
ASAP
55
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$813K 0.5%
3,750
-826
-18% -$168K
LCAHW
56
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$813K 0.5%
+75,000
New +$64.6K
MNTV
57
DELISTED
Momentive Global Inc. Common Stock
MNTV
$727K 0.45%
+45,360
New +$747K
VRRM icon
58
Verra Mobility
VRRM
$544M
$702K 0.43%
66,110
+3,687
+6% +$38K
CMSSW
59
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$605K 0.37%
+60,000
New +$28.6K
GRSHU
60
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$539K 0.33%
+52,800
New +$538K
VEACU
61
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
$539K 0.33%
51,600
+1,800
+4% +$18.8K
RWGE
62
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$495K 0.3%
50,598
– –
HYAC
63
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
$488K 0.3%
50,000
– –
DOTAR
64
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$369K 0.23%
36,361
-10,100
-22% -$5.32K
MTEC
65
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
$357K 0.22%
+35,000
New +$351K
PRTH icon
66
Priority Technology Holdings
PRTH
$485M
$343K 0.21%
35,293
-8,908
-20% -$95.5K
GSHTW
67
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$266K 0.16%
25,000
-92,929
-79% -$180K
DOTAU
68
DELISTED
Draper Oakwood Technology Acquisition, Inc. Unit
DOTAU
$251K 0.15%
23,163
– –
WRLSU
69
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
$214K 0.13%
20,000
– –
GIG.U
70
DELISTED
GigCapital, Inc.
GIG.U
$153K 0.09%
14,200
– –
PACQW
71
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$121K 0.07%
+12,500
New +$16.5K
AL
72
PUT
DELISTED
Air Lease Corp
AL
– –
-17,700
Closed -$743K
ASUR icon
73
Asure Software
ASUR
$247M
– –
-69,636
Closed -$1.11M
BOX icon
74
CALL
Box
BOX
$4.81B
– –
-50,000
Closed -$1.25M
BOX icon
75
Box
BOX
$4.81B
– –
-40,000
Closed -$1M
1 2
3
4 5

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ACM
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HMPV
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Pacific Grove Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Pacific Grove Capital held 118 positions worth $163M, down 40% from $271M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pacific Grove Capital withdrew a net $101M in Q3 2018, closing 47 positions and reducing 18 holdings. Its most notable exit was Federal Street Acquisition Corp. Warrant, an estimated $21.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, down from 70% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Pacific Grove Capital opened a new position in Churchill Capital Corp worth $3.55M.

  • Pacific Grove Capital's largest Q3 2018 buy was Churchill Capital Corp: 350,000 shares worth $3.55M.
  • Pacific Grove Capital added most to Lowe's Companies in Q3 2018, an estimated $2.71M increase.
  • Pacific Grove Capital's biggest Q3 2018 reduction was Caesars Entertainment Corporation, cutting an estimated $3.89M.
  • Pacific Grove Capital fully exited Federal Street Acquisition Corp. Warrant in Q3 2018, selling an estimated $21.5M.
  • Pacific Grove Capital's ten largest holdings make up 42% of its $163M portfolio in Q3 2018.
  • Pacific Grove Capital opened 31 new positions and closed 47 in Q3 2018.
  • Pacific Grove Capital's portfolio value fell 40% quarter-over-quarter to $163M.

Based on Pacific Grove Capital's 13F filing for Q3 2018, filed 14 Nov 2018.