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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2K
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
+3.97%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$304M
AUM Growth
+$38M
Cap. Flow
+$36.9M
Cap. Flow %
12.15%
Top 10 Hldgs %
54.98%
Holding
79
New
33
Increased
11
Reduced
15
Closed
20

Top Buys

Rank Stock Value
1
ADSK icon
Autodesk
ADSK
+$10.9M
2
QSR icon
Restaurant Brands International
QSR
+$3.57M
3
GTYHU
GTY Technology Holdings, Inc. Units
GTYHU
+$3.51M
4
YHOO
Yahoo Inc
YHOO
+$3.48M
5
KATE
Kate Spade & Company
KATE
+$3.18M

Top Sells

Rank Stock Value
1
YUM icon
Yum! Brands
YUM
+$15.3M
2
CAB
Cabela's Inc
CAB
+$8.94M
3
AL
Air Lease Corp
AL
+$7.14M
4
DBRG icon
DigitalBridge
DBRG
+$7.06M
5
USFD icon
US Foods
USFD
+$6.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.95%
2 Communication Services 9.71%
3 Technology 8.59%
4 Financials 6.32%
5 Consumer Staples 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
51
CALL
Mondelez International
MDLZ
$80.2B
$665K 0.22%
+15,000
New +$646K
EACQW
52
DELISTED
Easterly Acquisition Corp.
EACQW
$509K 0.17%
1,452,996
+593,912
+69% +$320K
GPIAW
53
DELISTED
GP Investments Acquisition Corp
GPIAW
$473K 0.16%
955,406
+304,680
+47% +$140K
CPAAW
54
DELISTED
Conyers Park Acquisition Corp. Warrant
CPAAW
$404K 0.13%
+179,345
New +$481K
SHOR
55
CALL
DELISTED
ShoreTel, Inc.
SHOR
$364K 0.12%
+50,900
New +$364K
EAGLW
56
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$289K 0.1%
+614,800
New +$255K
CFCOU
57
DELISTED
CF Corporation
CFCOU
$275K 0.09%
+26,261
New +$271K
ELECW
58
DELISTED
Electrum Special Acquisition Corporation
ELECW
$187K 0.06%
667,990
+7,500
+1% +$2.01K
GPACW
59
DELISTED
Global Partner Acquisition Corp
GPACW
$93K 0.03%
264,597
+20,100
+8% +$5.57K
AL
60
DELISTED
Air Lease Corp
AL
– –
-250,000
Closed -$7.14M
AMLP icon
61
PUT
Alerian MLP ETF
AMLP
$12.9B
– –
-5,000
Closed -$317K
CZR icon
62
Caesars Entertainment
CZR
$6.1B
– –
-359,557
Closed -$5.05M
IWM icon
63
PUT
iShares Russell 2000 ETF
IWM
$80.4B
– –
-50,000
Closed -$6.21M
OPLN
64
Openlane
OPLN
$4.27B
– –
-290,620
Closed -$4.75M
USFD icon
65
US Foods
USFD
$22.3B
– –
-289,801
Closed -$6.84M
XLP icon
66
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-75,000
Closed -$3.99M
XLY icon
67
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
– –
-300,000
Closed -$12M
XRT icon
68
PUT
State Street SPDR S&P Retail ETF
XRT
$458M
– –
-150,000
Closed -$6.53M
YUM icon
69
Yum! Brands
YUM
$41.4B
– –
-243,425
Closed -$15.3M
SAFM
70
CALL
DELISTED
Sanderson Farms Inc
SAFM
– –
-8,000
Closed -$771K
CALD
71
DELISTED
Callidus Software, Inc.
CALD
– –
-283,295
Closed -$5.2M
CAB
72
DELISTED
Cabela's Inc
CAB
– –
-162,705
Closed -$8.94M
MBLY
73
CALL
DELISTED
Mobileye N.V.
MBLY
– –
-15,000
Closed -$639K
ISLE
74
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-100,000
Closed -$2.23M
HCACW
75
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
– –
-150,500
Closed -$60K
1 2
3
4

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HMPV
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Pacific Grove Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Pacific Grove Capital held 79 positions worth $304M, up 14% from $266M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Pacific Grove Capital deployed $36.9M of net new capital in Q4 2016, opening 33 new positions and adding to 11 existing holdings. Its largest new stake was Autodesk: 148,643 shares worth $11M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 10% of assets, down from 23% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was DigitalBridge, an estimated $7.06M trimmed.

  • Pacific Grove Capital's largest Q4 2016 buy was Autodesk: 148,643 shares worth $11M.
  • Pacific Grove Capital added most to Yahoo Inc in Q4 2016, an estimated $3.48M increase.
  • Pacific Grove Capital's biggest Q4 2016 reduction was DigitalBridge, cutting an estimated $7.06M.
  • Pacific Grove Capital fully exited Yum! Brands in Q4 2016, selling an estimated $15.3M.
  • Pacific Grove Capital's ten largest holdings make up 55% of its $304M portfolio in Q4 2016.
  • Pacific Grove Capital opened 33 new positions and closed 20 in Q4 2016.
  • Pacific Grove Capital's portfolio value rose 14% quarter-over-quarter to $304M.

Based on Pacific Grove Capital's 13F filing for Q4 2016, filed 14 Feb 2017.