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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
-53.26%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$19.4M
AUM Growth
-$144M
Cap. Flow
-$118M
Cap. Flow %
-607.3%
Top 10 Hldgs %
100%
Holding
73
New
2
Increased
1
Reduced
3
Closed
66

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$523K
2
WRLSR
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
+$211

Top Sells

Rank Stock Value
1
INDUW
Industrea Acquisition Corp. Warrant
INDUW
+$8.96M
2
TPGH.WS
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
+$6.9M
3
LOW icon
Lowe's Companies
LOW
+$6.89M
4
ACEL icon
Accel Entertainment
ACEL
+$5.3M
5
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$5.24M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.13%
2 Financials 4.87%
3 Consumer Discretionary 0%
4 Consumer Staples 0%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
26
CALL
Starbucks
SBUX
$113B
– –
-20,000
Closed -$1.14M
SBUX icon
27
Starbucks
SBUX
$113B
– –
-32,000
Closed -$1.82M
STZ icon
28
Constellation Brands
STZ
$21.4B
– –
-7,000
Closed -$1.51M
URI icon
29
United Rentals
URI
$62B
– –
-5,000
Closed -$818K
VRRM icon
30
Verra Mobility
VRRM
$544M
– –
-66,110
Closed -$702K
XLB icon
31
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
– –
-126,600
Closed -$3.41M
XLF icon
32
CALL
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
– –
-200,000
Closed -$5.52M
YELP icon
33
Yelp
YELP
$1.18B
– –
-69,000
Closed -$3.4M
YELP icon
34
PUT
Yelp
YELP
$1.18B
– –
-51,200
Closed -$2.52M
YUMC icon
35
Yum China
YUMC
$14.5B
– –
-30,000
Closed -$1.05M
SIX
36
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-36,200
Closed -$2.53M
MNTV
37
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-45,360
Closed -$727K
ASAP
38
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-3,750
Closed -$813K
RP
39
DELISTED
RealPage, Inc.
RP
– –
-34,000
Closed -$2.24M
RP
40
PUT
DELISTED
RealPage, Inc.
RP
– –
-24,100
Closed -$1.59M
TZACU
41
DELISTED
Tenzing Acquisition Corp. Units
TZACU
– –
-100,000
Closed -$1.01M
SPAQ.U
42
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-210,700
Closed -$2.14M
PACQW
43
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-12,500
Closed -$121K
GPAQW
44
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
– –
-150,000
Closed -$1.49M
MUDSW
45
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
– –
-406,575
Closed -$3.95M
WRLSU
46
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
– –
-20,000
Closed -$214K
GRSHU
47
DELISTED
Gores Holdings III, Inc. Units
GRSHU
– –
-52,800
Closed -$539K
RWGE
48
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-50,598
Closed -$495K
GIG.WS
49
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-403,949
Closed -$4.02M
GIG.U
50
DELISTED
GigCapital, Inc.
GIG.U
– –
-14,200
Closed -$153K
1
2
3

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Pacific Grove Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Pacific Grove Capital held 73 positions worth $19.4M, down 88% from $163M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Pacific Grove Capital withdrew a net $118M in Q4 2018, closing 66 positions and reducing 3 holdings. Its most notable exit was Industrea Acquisition Corp. Warrant, an estimated $8.96M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 62% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Pacific Grove Capital opened a new position in State Street SPDR S&P 500 ETF Trust worth $485K.

  • Pacific Grove Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 1,940 shares worth $485K.
  • Pacific Grove Capital added most to Pensare Acquisition Corp. Right to purchase 1/10 of common stock in Q4 2018, an estimated $211 increase.
  • Pacific Grove Capital's biggest Q4 2018 reduction was Pensare Acquisition Corp. Warrant, cutting an estimated $20.
  • Pacific Grove Capital fully exited Industrea Acquisition Corp. Warrant in Q4 2018, selling an estimated $8.96M.
  • Pacific Grove Capital's ten largest holdings make up 100% of its $19.4M portfolio in Q4 2018.
  • Pacific Grove Capital opened 2 new positions and closed 66 in Q4 2018.
  • Pacific Grove Capital's portfolio value fell 88% quarter-over-quarter to $19.4M.

Based on Pacific Grove Capital's 13F filing for Q4 2018, filed 14 Feb 2019.